Leonard M. Devito
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Leonard Mario Devito was a registered financial advisor .
Leonard is a previously registered financial advisor and started their career in finance in 1973. Leonard had worked at 10 firms and has passed the Series 65, Series 63, Series 1, F04 and Series 40 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 2, 2004 - December 31, 2006
GBS FINANCIAL CORP.
August 15, 2002 - January 4, 2012
GBS FINANCIAL CORP.
June 30, 2000 - December 31, 2001
PACIFIC WEST SECURITIES, INC.
July 17, 1991 - July 19, 2000
PACIFIC HARBOR SECURITIES, INC.
January 11, 1977 - May 31, 1991
FIRST HERITAGE INVESTMENT CO.
June 7, 1976 - February 10, 1977
ALEXANDER & ASSOCIATES, LTD., INVESTMENT BANKERS
November 18, 1975 - June 1, 1976
PAULSON INVESTMENT COMPANY LLC
February 13, 1975 - January 4, 1976
HINKLE & LAMEAR, INC.
October 7, 1974 - April 6, 1975
MARQUAM CAPITAL CORPORATION
October 17, 1973 - March 1, 1974
FOSTER & MARSHALL INC.
August 21, 1973 - October 24, 1973
FIRST CALIFORNIA COMPANY, INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 8/14/1973
Registered Representative ExaminationF04
Date: 10/12/1976
Financial Principal ExaminationSeries 40
Date: 3/12/1976
Registered Principal ExaminationCurrent Firm
GBS FINANCIAL CORP.
CRD#: 16906 / SEC#: 801-60744, 8-34631
Contact information
Direct owners and executive officers
Disclosures
| Regulatory Event | 1 |
| Arbitration | 1 |
Red Flags
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