Jacob R. O'brien

O'BRIEN CAPITAL ADVISORS

Sapulpa, OK 74066

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CRD#: 6665341

Professional summary

Jacob R O'brien, who also goes by Jake O'brien, is a registered financial advisor currently at O'BRIEN CAPITAL ADVISORS, LLC located in Sapulpa, Oklahoma.

Jacob is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2016. Jacob has worked at 2 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Jake O'brien

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1.) O'Brien Tax Service LLC, Not-investment related, 18 E Lee Ave Sapulpa, OK 74066, Tax Services, 01/2022, 80 hours per month, 80 hours per month 2.) Southpaw Properties LLC; Not investment related; 18 E Lee Ave, Sapulpa OK 74066; Managing Member; Commercial Real Estate Rental; 2 hours per month; 2 hour during trading hours; Commerical Real Estate Rental 3.) Kiwanis Club of Sapulpa; Not investment related; Sapulpa OK 74067;Board Member; 1 hour per week during trading hours

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jacob R O'brien's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 2, 2018 - Present

O'BRIEN CAPITAL ADVISORS, LLC

Office #1: 18 E Lee Ave., Sapulpa, OK 74066

RIA

CRD#: 298766

Sapulpa, OK

Past

June 9, 2016 - October 31, 2018

ST. BERNARD FINANCIAL SERVICES, INC.

RIA

CRD#: 36956

Sapulpa, OK

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Oklahoma
(10/2/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 5/26/2016

Uniform Investment Adviser Law Examination

Current Firm

O'BRIEN CAPITAL ADVISORS, LLC

CRD#: 298766 / SEC#:

Oklahoma

Registered Investment Advisory firm - (10/2/2018 Approved)

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Contact information

Main Address

18 E Lee Ave., Sapulpa, OK 74066

Mailing Address

Phone number

(918) 227-3285

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	107
AUM (Assets Under Management)	$ 16,672,491

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Jacob R. O'brien

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jacob R O'brien's CRS (Customer Relationship Summary).

Certified licenses

Experience

O'BRIEN CAPITAL ADVISORS, LLC

ST. BERNARD FINANCIAL SERVICES, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 5/26/2016

Current Firm

O'BRIEN CAPITAL ADVISORS, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

O'BRIEN CAPITAL ADVISORS, LLC

TRUST BUT VERIFY

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