Jason Solomon

DEAN CAPITAL MANAGEMENT

OVERLAND PARK, KS 66213

CRD#: 6665127

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Professional summary

Jason Solomon is a registered financial advisor currently at DEAN CAPITAL MANAGEMENT located in Overland Park, Kansas.

Jason is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2017. Jason has worked at 2 firms and has passed the Series 66, Series 63, SIE, Series 79 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jason Solomon's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 5, 2019 - Present

DEAN CAPITAL MANAGEMENT

Office #1: 7400 West 130th Street Suite 350, Overland Park, KS 66213

RIA

CRD#: 145666

OVERLAND PARK, KS

Past

July 3, 2017 - June 25, 2019

STEPHENS

CRD#: 3496

DALLAS, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

DEAN CAPITAL MANAGEMENT

DEAN CAPITAL MANAGEMENT | DEAN CAPITAL MANAGEMENT, LLC

CRD#: 145666 / SEC#: 801-68942

RIA

Registered Investment Advisory firm - (3/11/2008 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Colorado
(12/8/2021)

IAR

Kansas
(9/5/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 9/5/2019

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 8/22/2017

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 79

Date: 8/2/2017

Investment Banking Registered Representative Examination

General Industry/Product Exam

Series 7

Date: 7/3/2017

General Securities Representative Examination

Current Firm

DEAN CAPITAL MANAGEMENT

DEAN CAPITAL MANAGEMENT | DEAN CAPITAL MANAGEMENT, LLC

CRD#: 145666 / SEC#: 801-68942

RIA

Registered Investment Advisory firm - (3/11/2008 Approved)

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Contact information

Main Address

7400 West 130th Street Suite 350, Overland Park, KS 66213

Mailing Address

Phone number

(913) 944-4444

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (4 States and Territories)

Documents

Latest Form ADV

Part 2 Brochures

DCM ADV PART 2A 3025.3.25 (3/26/2025)

Regulatory assets under management

Total Number of Accounts	502
AUM (Assets Under Management)	$ 1,133,464,465

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
09/25/2025	Cover Page	Report
10/23/2024	Cover Page	Report
08/23/2023	Cover Page	Report
02/22/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Jason Solomon

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jason Solomon's CRS (Customer Relationship Summary).

Certified licenses

Experience

STEPHENS

Primary Firm SEC Registration

DEAN CAPITAL MANAGEMENT

State Registrations and Notice Filings

Exams

Series 66

Date: 9/5/2019

Series 63

Date: 8/22/2017

SIE

Date: 10/1/2018

Series 79

Date: 8/2/2017

Series 7

Date: 7/3/2017

Current Firm

DEAN CAPITAL MANAGEMENT

Contact information

SEC notice filing (4 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

DEAN CAPITAL MANAGEMENT

TRUST BUT VERIFY

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