Ian Acosta
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Ian Acosta, who also goes by Ian Charles Acosta, was a registered financial professional .
Ian is a previously registered financial professional and started their career in finance in 2016. Ian had worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 23, 2017 - March 8, 2018
SCOTTRADE INVESTMENT MANAGEMENT
May 23, 2017 - March 8, 2018
SCOTTRADE, INC.
August 17, 2016 - May 10, 2017
MCADAM LLC
July 20, 2016 - May 11, 2017
PURSHE KAPLAN STERLING INVESTMENTS
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
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Exams
Current Firm
SCOTTRADE INVESTMENT MANAGEMENT
CRD#: 169988 / SEC#: 801-79217
Contact information
Red Flags
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