Nicki S. Foulks
Professional summary
Nicki Siriphat Foulks, who also goes by Lisa Siriphat Foulks, Lisa Siriphat, is a registered financial professional currently at ENCOMPASS MORE INVESTMENTS, LLC located in Burbank, California.
Nicki is registered as a RR (Registered Representative) and started their career in finance in 2019. Nicki has worked at 2 firms and has passed the Series 63, Series 6TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Nicki Siriphat Foulks's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 2, 2024 - Present
ENCOMPASS MORE INVESTMENTS, LLC
Office #1: 3900 W. Alameda Ave. Suite 1429, Burbank, CA 91505December 20, 2019 - March 28, 2024
TRANSAMERICA FINANCIAL ADVISORS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/2/2024)
(4/6/2025)
(9/18/2024)
(9/18/2024)
(1/15/2025)
(10/28/2024)
(10/1/2024)
(1/15/2025)
(9/18/2024)
(1/12/2025)
(10/15/2024)
(9/4/2024)
(7/22/2024)
(2/11/2025)
(7/2/2024)
(1/21/2025)
Exams
Series 6TO
Date: 12/20/2019
Investment Company Products/Variable Contracts Representative ExaminationFINRA
Current Firm
ENCOMPASS MORE INVESTMENTS, LLC
CRD#: 318438 / SEC#: , 8-70901
Contact information
FINRA licenses (30 States and Territories)
Red Flags
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