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RH

Ralph Lawrence F. Hernandez

MEMX EXECUTION SERVICES LLC
Jersey City, NJ 07310
Some features on this profile are disabled
CRD#: 6665029
RH

Professional summary

Ralph Lawrence Fallurin Hernandez, who also goes by Ralph F. Hernandez, Ralph L Hernandez, Ralph Lawrence F Hernandez, Ralph Lawrence Hernandez, is a registered financial professional currently at MEMX EXECUTION SERVICES LLC located in Jersey City, New Jersey.

Ralph Lawrence is registered as a RR (Registered Representative) and started their career in finance in 2018. Ralph Lawrence has worked at 4 firms and has passed the Series 63, SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Ralph F. Hernandez | Ralph L Hernandez | Ralph Lawrence F Hernandez | Ralph Lawrence Hernandez

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Ralph Lawrence Fallurin Hernandez's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

June 20, 2025 - Present

MEMX EXECUTION SERVICES LLC

Office #1: 525 Washington Boulevard Suite 300, Jersey City, NJ 07310
BD
CRD#: 304129
Jersey City, NJ
Past

June 6, 2022 - September 5, 2024

RBC CAPITAL MARKETS, LLC

BD
CRD#: 31194
NEW YORK, NY
Past

May 10, 2019 - May 31, 2022

BOFA SECURITIES, INC.

BD
CRD#: 283942
NEW YORK, NY
Past

August 16, 2018 - May 10, 2019

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD
CRD#: 7691
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Illinois
(6/20/2025)
RR
New Jersey
(6/20/2025)

Exams

State Security Law Exam
RR
Series 63
Date: 10/1/2018
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 8/16/2018
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

ME
MEMX EXECUTION SERVICES LLC
MEMX EXECUTION SERVICES | MEMX EXECUTION SERVICES LLC

CRD#: 304129 / SEC#: , 8-70449

BD
Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)
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Contact information

Main Address
525 Washington Boulevard Suite 300, Jersey City, NJ 07310
Mailing Address
382 Ne 191st St Pmb 92178, Miami, FL 33179-3899
Phone number
(201) 331-7900
Established
Delaware since 05/07/2019
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (2 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
MEMX HOLDINGS LLCMEMX HOLDINGS LLC
ACHARYA, ISHAANCHIEF FINANCIAL OFFICER5358383
FRANZON, ANDERS WILLIAMGENERAL COUNSEL / SECRETARY
KELLNER, JONATHAN ALANCHIEF EXECUTIVE OFFICER2209043
SAUERWINE, MEGAN LYNNCONTROLLER / FINOP6024362
STRATHMAN, LAUREN MALLORYCHIEF COMPLIANCE OFFICER / AML COMPLIANCE OFFICER6575150
ZUBA, QUITO JONDIRECTOR, HEAD OF MARKET OPERATIONS4660263

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

MEMX EXECUTION SERVICES LLC

CRD#: 304129Jersey City, NJ 07310

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