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BG

Brooklyn Gormly

UMB ASSET MANAGEMENT
Overland Park, KS 66211
Some features on this profile are disabled
CRD#: 6664862
BG

Professional summary

Brooklyn Gormly, who also goes by Brooklyn Juday, is a registered financial advisor currently at UMB ASSET MANAGEMENT, LLC located in Overland Park, Kansas.

Brooklyn is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2016. Brooklyn has worked at 4 firms and has passed the Series 63, Series 99TO, SIE, Series 3 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Brooklyn Juday

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brooklyn Gormly's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

May 11, 2026 - Present

UMB ASSET MANAGEMENT, LLC

Office #1: 4200 W 115th St - #100, Overland Park, KS 66211
RIA
CRD#: 306374
Overland Park, KS
Past

June 26, 2024 - August 4, 2025

RANGE ADVISORY, LLC

RIA
CRD#: 321969
Overland Park, KS
Past

March 24, 2023 - May 23, 2024

STEPP & ROTHWELL INC

RIA
CRD#: 107999
OVERLAND PARK, KS
Past

June 23, 2016 - March 31, 2021

WELLS FARGO SECURITIES, LLC

BD
CRD#: 126292
CHARLOTTE, NC

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
UA
UMB ASSET MANAGEMENT, LLC
UMB ASSET MANAGEMENT, LLC | UMB FAMILY WEALTH, LLC

CRD#: 306374 / SEC#: 801-117738

RIA
Registered Investment Advisory firm - (12/5/2019 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
California
(5/11/2026)
IAR
Colorado
(5/11/2026)
IAR
Florida
(5/15/2026)
IAR
Illinois
(5/11/2026)
IAR
Indiana
(5/11/2026)
IAR
Iowa
(5/11/2026)
IAR
Kansas
(5/11/2026)
IAR
Maine
(5/11/2026)
IAR
Michigan
(5/11/2026)
IAR
Minnesota
(5/11/2026)
IAR
Missouri
(5/11/2026)
IAR
Nebraska
(5/12/2026)
IAR
New Mexico
(5/12/2026)
IAR
New York
(5/11/2026)
IAR
North Carolina
(5/11/2026)
IAR
Oklahoma
(5/11/2026)
IAR
Oregon
(5/11/2026)
IAR
South Carolina
(5/11/2026)
IAR
Texas
(5/11/2026)
IAR
Wisconsin
(5/11/2026)

Exams

State Security Law Exam
RR
Series 63
Date: 7/13/2016
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 3
Date: 7/24/2017
National Commodity Futures Examination
General Industry/Product Exam
RR
Series 7
Date: 6/23/2016
General Securities Representative Examination

Current Firm

UA
UMB ASSET MANAGEMENT, LLC
UMB ASSET MANAGEMENT, LLC | UMB FAMILY WEALTH, LLC

CRD#: 306374 / SEC#: 801-117738

RIA
Registered Investment Advisory firm - (12/5/2019 Approved)
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Contact information

Main Address
1010 Grand 3rd Floor, Kansas City, MO 64106
Mailing Address
Phone number
(816) 860-7000
Established
Firm type
Fiscal year end
# of Employees
7

SEC notice filing (5 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

UMB ASSET MANAGEMENT LLC - PART 2A (6/30/2025)

Regulatory assets under management

Total Number of Accounts4
AUM (Assets Under Management)$ 47,495,486

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

UMB ASSET MANAGEMENT, LLC

CRD#: 306374Overland Park, KS 66211

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