Brooklyn Gormly
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Brooklyn Gormly, who also goes by Brooklyn Juday, was a registered financial professional .
Brooklyn is a previously registered financial professional and started their career in finance in 2016. Brooklyn had worked at 3 firms and has passed the Series 63, Series 99TO, SIE, Series 3 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 26, 2024 - August 4, 2025
RANGE ADVISORY, LLC
March 24, 2023 - May 23, 2024
STEPP & ROTHWELL INC
June 23, 2016 - March 31, 2021
WELLS FARGO SECURITIES, LLC
Primary Firm SEC Registration
RANGE ADVISORY, LLC
CRD#: 321969 / SEC#: 801-125927
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationCurrent Firm
RANGE ADVISORY, LLC
CRD#: 321969 / SEC#: 801-125927
Contact information
SEC notice filing (44 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,236 |
| AUM (Assets Under Management) | $ 268,976,800 |
Red Flags
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