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CP

Caylene M. Parrish

GILMARTIN FINANCIAL
Larkspur, CA 94939
Some features on this profile are disabled
CRD#: 6664827
CP

Professional summary

Caylene Marie Parrish, who also goes by Caylene M Parrish, Caylene Parrish, is a registered financial professional currently at GILMARTIN FINANCIAL located in Larkspur, California.

Caylene is registered as a RR (Registered Representative) and started their career in finance in 2017. Caylene has worked at 3 firms and has passed the Series 63, SIE and Series 79 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Caylene M Parrish | Caylene Parrish

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Caylene Marie Parrish's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

March 31, 2026 - Present

GILMARTIN FINANCIAL

Office #1: 60 E Sir Francis Drake Blvd., Suite 208, Larkspur, CA 94939
BD
CRD#: 312622
Larkspur, CA
Past

May 10, 2019 - July 22, 2025

BOFA SECURITIES, INC.

BD
CRD#: 283942
SAN FRANCISCO, CA
Past

August 14, 2017 - May 10, 2019

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD
CRD#: 7691
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(3/31/2026)

Exams

State Security Law Exam
RR
Series 63
Date: 8/18/2017
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 79
Date: 8/13/2017
Investment Banking Registered Representative Examination
SRO Registrations
RR
FINRA

Current Firm

GF
GILMARTIN FINANCIAL
GILMARTIN FINANCIAL | GILMARTIN FINANCIAL LLC

CRD#: 312622 / SEC#: , 8-70713

BD
Broker-Dealer Firm Regulated by FINRA (San Francisco district office)
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Contact information

Main Address
60 E Sir Francis Drake Blvd., Suite 208, Larkspur, CA 94939
Mailing Address
60 E Sir Francis Drake Blvd., Suite 208, Larkspur, CA 94939
Phone number
(415) 937-5400
Established
California since 01/08/2021
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (4 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
LEWIS, LYNN CHRISTINECEO, CCO, EXECUTIVE REPRESENTATIVE
BRANT, DAVID ROBERTFINOP, POO AND PFO2718478

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

GILMARTIN FINANCIAL

CRD#: 312622Larkspur, CA 94939

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