Sydney L. Nelson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Sydney Lauren Nelson, who also goes by Sydney L Nelson, Sydney Nelson, was a registered financial professional .
Sydney is a previously registered financial professional and started their career in finance in 2017. Sydney had worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 17, 2023 - June 12, 2023
NETWORK 1 FINANCIAL SECURITIES INC.
October 13, 2020 - May 5, 2023
GP NURMENKARI INC.
December 11, 2017 - April 1, 2019
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
October 5, 2017 - April 1, 2019
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
NETWORK 1 FINANCIAL SECURITIES INC.
CRD#: 13577 / SEC#: , 8-29471
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 21 |
| Arbitration | 4 |
Red Flags
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