CS
Clinton C. Steinhoff
OPTIMA CAPITAL MANAGEMENT
Fort Lauderdale, FL
Some features on this profile are disabled
CRD#: 6664344
CS
Professional summary
Clinton Craig Steinhoff, who also goes by Clinton C Steinhoff, is a registered financial advisor currently at OPTIMA CAPITAL MANAGEMENT located in Fort Lauderdale, Florida.
Clinton is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2016. Clinton has worked at 2 firms and has passed the Series 65, Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Clinton C Steinhoff
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Clinton Craig Steinhoff's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 5, 2021 - Present
OPTIMA CAPITAL MANAGEMENT
RIA
CRD#: 306036
Fort Lauderdale, FL
Past
October 11, 2016 - October 5, 2017
MORGAN STANLEY
RIA
CRD#: 149777
OAK BROOK, IL
Past
October 11, 2016 - October 5, 2017
MORGAN STANLEY
BD
CRD#: 149777
OAK BROOK, IL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
OC
OPTIMA CAPITAL MANAGEMENT
OPTIMA CAPITAL MANAGEMENT | OPTIMA WEALTH MANAGEMENT | OPTIMA CAPITAL MANAGEMENT LLC
CRD#: 306036 / SEC#: 801-131999
RIA
Registered Investment Advisory firm - (2/18/2025 Approved)Arizona
Registered Investment Advisory firm - (2/24/2025 Terminated)California
Registered Investment Advisory firm - (3/26/2025 Terminated)Illinois
Registered Investment Advisory firm - (2/18/2025 Terminated)Kansas
Registered Investment Advisory firm - (2/24/2025 Terminated)Kentucky
Registered Investment Advisory firm - (2/25/2025 Terminated)Louisiana
Registered Investment Advisory firm - (2/24/2025 Terminated)Minnesota
Registered Investment Advisory firm - (2/24/2025 Terminated)Missouri
Registered Investment Advisory firm - (2/28/2024 Cancelled)New Jersey
Registered Investment Advisory firm - (2/27/2025 Terminated)North Carolina
Registered Investment Advisory firm - (2/27/2025 Terminated)Ohio
Registered Investment Advisory firm - (2/24/2025 Terminated)Texas
Registered Investment Advisory firm - (2/24/2025 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Arizona(5/6/2021)
IAR
Texas(7/19/2021)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
OC
OPTIMA CAPITAL MANAGEMENT
OPTIMA CAPITAL MANAGEMENT | OPTIMA WEALTH MANAGEMENT | OPTIMA CAPITAL MANAGEMENT LLC
CRD#: 306036 / SEC#: 801-131999
RIA
Registered Investment Advisory firm - (2/18/2025 Approved)Arizona
Registered Investment Advisory firm - (2/24/2025 Terminated)California
Registered Investment Advisory firm - (3/26/2025 Terminated)Illinois
Registered Investment Advisory firm - (2/18/2025 Terminated)Kansas
Registered Investment Advisory firm - (2/24/2025 Terminated)Kentucky
Registered Investment Advisory firm - (2/25/2025 Terminated)Louisiana
Registered Investment Advisory firm - (2/24/2025 Terminated)Minnesota
Registered Investment Advisory firm - (2/24/2025 Terminated)Missouri
Registered Investment Advisory firm - (2/28/2024 Cancelled)New Jersey
Registered Investment Advisory firm - (2/27/2025 Terminated)North Carolina
Registered Investment Advisory firm - (2/27/2025 Terminated)Ohio
Registered Investment Advisory firm - (2/24/2025 Terminated)Texas
Registered Investment Advisory firm - (2/24/2025 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
222 S Mill Ave Ste 800, Tempe, AZ 85281
Mailing Address
Phone number
(480) 757-9052
Established
Firm type
Fiscal year end
# of Employees
4
SEC notice filing (21 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 340 |
| AUM (Assets Under Management) | $ 116,525,671 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
