Nathaniel Duchein

TRITON WEALTH MANAGEMENT, PLLC

Surprise, AZ 85374

Some features on this profile are disabled

CRD#: 6664036

Professional summary

Nathaniel Duchein, who also goes by Nathaniel Clifford Duchein, is a registered financial advisor currently at TRITON WEALTH MANAGEMENT, PLLC located in Surprise, Arizona.

Nathaniel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2016. Nathaniel has worked at 2 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Nathaniel Clifford Duchein

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Rental Property Type of business: Rental Home Surprise, AZ Start date: 8/1/2022 Owner Hours per week: 0 Hours during trading: 0 Collect rent

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Nathaniel Duchein's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 24, 2024 - Present

TRITON WEALTH MANAGEMENT, PLLC

Office #1: 15331 W Bell Rd Ste 212, Surprise, AZ 85374

RIA

CRD#: 291070

Surprise, AZ

Past

October 28, 2016 - October 21, 2024

EDWARD JONES

RIA

CRD#: 250

SURPRISE, AZ

Past

August 3, 2016 - October 21, 2024

EDWARD JONES

CRD#: 250

SURPRISE, AZ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

TRITON WEALTH MANAGEMENT, PLLC

ROXBURY ADVISORS LLC | TRITON WEALTH MANAGEMENT, PLLC

CRD#: 291070 / SEC#: 801-114305

RIA

Registered Investment Advisory firm - (11/16/2018 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Arizona
(10/24/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 8/22/2016

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/3/2016

General Securities Representative Examination

Current Firm

TRITON WEALTH MANAGEMENT, PLLC

ROXBURY ADVISORS LLC | TRITON WEALTH MANAGEMENT, PLLC

CRD#: 291070 / SEC#: 801-114305

RIA

Registered Investment Advisory firm - (11/16/2018 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

13211 N 103rd Ave Suite 4, Sun City, AZ 85351

Mailing Address

Phone number

(623) 209-0850

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (14 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A - FIRM BROCHURE (3/20/2025)

Regulatory assets under management

Total Number of Accounts	1,373
AUM (Assets Under Management)	$ 379,504,905

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

Similar Advisors

Robert Meyers

AMERIPRISE FINANCIAL SERVICES, LLC

IAR

Frankfort, IL

Nilufar Barak

KEY INVESTMENT SERVICES LLC

IAR

Brooklyn, OH

Paul Toohey

TCFG INVESTMENT ADVISORS, LLC

IAR

Anaheim Hills, CA

Why Advisor Check

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Nathaniel Duchein

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Nathaniel Duchein's CRS (Customer Relationship Summary).

Certified licenses

Experience

TRITON WEALTH MANAGEMENT, PLLC

EDWARD JONES

EDWARD JONES

Primary Firm SEC Registration

TRITON WEALTH MANAGEMENT, PLLC

State Registrations and Notice Filings

Exams

Series 66

Date: 8/22/2016

SIE

Date: 10/1/2018

Series 7

Date: 8/3/2016

Current Firm

TRITON WEALTH MANAGEMENT, PLLC

Contact information

SEC notice filing (14 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

TRITON WEALTH MANAGEMENT, PLLC

TRUST BUT VERIFY

Contact information

Similar Advisors