David R. Torres

IWG INVESTMENT ADVISORS LLC

Casselberry, FL

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CRD#: 6663794

Professional summary

David R Torres, who also goes by David R. Torres, is a registered financial advisor currently at IWG INVESTMENT ADVISORS LLC located in Casselberry, Florida.

David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2016. David has worked at 2 firms and has passed the Series 63, Series 65, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

David R. Torres

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) Home 1st Lending; 1540 International Parkway, Suite 3010, Lake Mary, FL 32746; Start Date: 1-7-2005; Title: Loan Originator; Nature of Bus: Residential Mortgage Loan Origination; Not Investment Related; Approx. No. Hrs./Mos. devoted to this bus: 5; Approx. No. Hrs./Mos. devoted to this bus. during trading hrs.: 1 2) Licensed Insurance Agent. Not investment-related. Residential office 1901 Varick Way, Casselberry, FL. Meet clients via Zoom and at their residences 3.) CarePlus Medical, Not investment related, 1121 S Military Tr. #354 Deerfield Beach, FL 33442, Start Date: 03/2002 Title: Area Manager, Naure of Business: Body Positioner Manufacturer, Approx Number of Hours per month devoted to this business: 8; during trading hours: 2 - Duties - Help facilitate orders from Medical Facilities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David R Torres's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 21, 2019 - Present

IWG INVESTMENT ADVISORS LLC

RIA

CRD#: 288942

Casselberry, FL

Past

December 1, 2016 - May 9, 2019

PLANMEMBER SECURITIES CORPORATION

RIA

CRD#: 11869

WINTER SPRINGS, FL

Past

September 10, 2016 - May 9, 2019

PLANMEMBER SECURITIES CORPORATION

CRD#: 11869

WINTER SPRINGS, FL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(5/21/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 12/16/2016

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 11/30/2016

Uniform Investment Adviser Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 9/10/2016

Investment Company Products/Variable Contracts Representative Examination

Current Firm

IWG INVESTMENT ADVISORS LLC

CRD#: 288942 / SEC#:

Colorado

Registered Investment Advisory firm - (10/30/2020 Terminated)

Florida

Registered Investment Advisory firm - (9/18/2017 Approved)

Iowa

Registered Investment Advisory firm - (11/3/2023 Terminated)

Maryland

Registered Investment Advisory firm - (10/30/2020 Terminated)

Ohio

Registered Investment Advisory firm - (10/23/2020 Terminated)

Texas

Registered Investment Advisory firm - (5/7/2025 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

Casselberry, FL

Mailing Address

Phone number

(321) 277-0577

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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David R. Torres

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David R Torres's CRS (Customer Relationship Summary).

Certified licenses

Experience

IWG INVESTMENT ADVISORS LLC

PLANMEMBER SECURITIES CORPORATION

PLANMEMBER SECURITIES CORPORATION

State Registrations and Notice Filings

Exams

Series 63

Date: 12/16/2016

Series 65

Date: 11/30/2016

SIE

Date: 10/1/2018

Series 6

Date: 9/10/2016

Current Firm

IWG INVESTMENT ADVISORS LLC

Contact information

Documents

Red Flags

Company Information

IWG INVESTMENT ADVISORS LLC

TRUST BUT VERIFY

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