Suzanne K. Porske
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Suzanne Kay Porske, who also goes by Suzanne Kay Brindley, Suzanne Kay Coomler, Suzanne Kay Hibbing, Suzanne Brindley Porske, was a registered financial professional .
Suzanne is a previously registered financial professional and started their career in finance in 2016. Suzanne had worked at 4 firms and has passed the Series 63, Series 65, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 29, 2020 - August 16, 2024
AEGIS WEALTH MANAGEMENT, INC.
June 18, 2018 - March 2, 2020
ALLSTATE FINANCIAL ADVISORS, LLC
January 31, 2018 - March 2, 2020
ALLSTATE FINANCIAL SERVICES, LLC
June 15, 2016 - December 31, 2016
GRADIENT ADVISORS, LLC
Primary Firm SEC Registration
AEGIS WEALTH MANAGEMENT, INC.
CRD#: 301990 / SEC#: 801-117179
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
AEGIS WEALTH MANAGEMENT, INC.
CRD#: 301990 / SEC#: 801-117179
Contact information
SEC notice filing (24 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,538 |
| AUM (Assets Under Management) | $ 175,971,164 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
