Rebecca Malmrose

DOUBLE I INVESTMENTS

Sandy, UT

Some features on this profile are disabled

CRD#: 6663663

Professional summary

Rebecca Malmrose, who also goes by Rebecca Ann Malmrose, is a registered financial advisor currently at DOUBLE I INVESTMENTS, LLC located in Sandy, Utah.

Rebecca is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2018. Rebecca has worked at 2 firms and has passed the Series 65, Series 63, SIE and Series 79 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Rebecca Ann Malmrose

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Renewable energy company

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Rebecca Malmrose's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 15, 2021 - Present

DOUBLE I INVESTMENTS, LLC

RIA

CRD#: 315372

Sandy, UT

Past

July 13, 2018 - March 2, 2020

JEFFERIES LLC

CRD#: 2347

SAN FRANCISCO, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

DOUBLE I INVESTMENTS, LLC

CRD#: 315372 / SEC#: 801-122088

RIA

Registered Investment Advisory firm - (9/15/2021 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Utah
(9/15/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 11/17/2020

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 8/24/2018

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 79

Date: 7/12/2018

Investment Banking Registered Representative Examination

Current Firm

DOUBLE I INVESTMENTS, LLC

CRD#: 315372 / SEC#: 801-122088

RIA

Registered Investment Advisory firm - (9/15/2021 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

Sandy, UT

Mailing Address

Phone number

(385) 528-4042

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

WRAP FEE PROGRAM BROCHURE - DOUBLE I INVESTMENTS, LLC (1/24/2024)

Regulatory assets under management

Total Number of Accounts	4
AUM (Assets Under Management)	$ 50,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Stephen Zahka

EDWARD JONES

IAR

Marlborough, MA

Marshall Rosen

OSAIC WEALTH, INC.

IAR

Fort Lauderdale, FL

Frank Moore

UBS FINANCIAL SERVICES INC.

IAR

Greenwich, CT

Why Advisor Check

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Rebecca Malmrose

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Rebecca Malmrose's CRS (Customer Relationship Summary).

Certified licenses

Experience

DOUBLE I INVESTMENTS, LLC

JEFFERIES LLC

Primary Firm SEC Registration

DOUBLE I INVESTMENTS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 11/17/2020

Series 63

Date: 8/24/2018

SIE

Date: 10/1/2018

Series 79

Date: 7/12/2018

Current Firm

DOUBLE I INVESTMENTS, LLC

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

DOUBLE I INVESTMENTS, LLC

TRUST BUT VERIFY

Similar Advisors