TP
Timos Pietris
RODMAN & RENSHAW
New York, NY 10022
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CRD#: 6663574
TP
Professional summary
Timos Pietris is a registered financial professional currently at RODMAN & RENSHAW, LLC located in New York, New York.
Timos is registered as a RR (Registered Representative) and started their career in finance in 2016. Timos has worked at 4 firms and has passed the Series 63, Series 79TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Timos Pietris's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 17, 2024 - Present
RODMAN & RENSHAW, LLC
Office #1: 600 Lexington Avenue, New York, NY 10022BD
CRD#: 281264
New York, NY
Past
June 7, 2023 - February 27, 2024
STOCKBLOCK SECURITIES
BD
CRD#: 307304
NEW YORK, NY
Past
June 26, 2018 - June 5, 2023
H.C.WAINWRIGHT & CO., LLC
BD
CRD#: 375
NEW YORK, NY
Past
August 1, 2016 - September 1, 2016
D.A. DAVIDSON & CO.
BD
CRD#: 199
BIG BEAR LAKE, CA
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(2/17/2024)
RR
Alaska(2/27/2024)
RR
Arizona(2/17/2024)
RR
Arkansas(2/17/2024)
RR
California(2/17/2024)
RR
Colorado(2/17/2024)
RR
Connecticut(2/17/2024)
RR
Delaware(2/17/2024)
RR
District of Columbia(2/17/2024)
RR
Florida(2/17/2024)
RR
Georgia(2/17/2024)
RR
Hawaii(2/17/2024)
RR
Idaho(2/17/2024)
RR
Illinois(2/17/2024)
RR
Indiana(2/17/2024)
RR
Iowa(2/17/2024)
RR
Kansas(2/17/2024)
RR
Kentucky(2/17/2024)
RR
Louisiana(2/17/2024)
RR
Maine(2/17/2024)
RR
Maryland(2/17/2024)
RR
Massachusetts(2/27/2024)
RR
Michigan(2/17/2024)
RR
Minnesota(2/17/2024)
RR
Mississippi(2/17/2024)
RR
Missouri(2/17/2024)
RR
Montana(2/17/2024)
RR
Nebraska(2/27/2024)
RR
Nevada(2/27/2024)
RR
New Hampshire(2/17/2024)
RR
New Jersey(2/17/2024)
RR
New Mexico(2/17/2024)
RR
New York(2/17/2024)
RR
North Carolina(2/27/2024)
RR
North Dakota(2/17/2024)
RR
Ohio(2/20/2024)
RR
Oklahoma(2/17/2024)
RR
Oregon(2/27/2024)
RR
Pennsylvania(2/27/2024)
RR
Puerto Rico(2/17/2024)
RR
Rhode Island(2/17/2024)
RR
South Carolina(2/17/2024)
RR
South Dakota(2/17/2024)
RR
Tennessee(2/17/2024)
RR
Texas(2/17/2024)
RR
Utah(2/27/2024)
RR
Vermont(2/17/2024)
RR
Virgin Islands(2/17/2024)
RR
Virginia(2/27/2024)
RR
Washington(2/17/2024)
RR
West Virginia(2/27/2024)
RR
Wisconsin(2/17/2024)
RR
Wyoming(2/17/2024)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 79TO
Date: 12/21/2018
Investment Banking Registered Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
R&
RODMAN & RENSHAW, LLC
RODMAN & RENSHAW, LLC
CRD#: 281264 / SEC#: , 8-69671
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information
Main Address
600 Lexington Avenue, New York, NY 10022
Mailing Address
600 Lexington Avenue, New York, NY 10022
Phone number
(646) 963-2090
Established
Delaware since 05/18/2015
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
FINRA licenses (53 States and Territories)
Documents
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
