Allison B. Bishop
Professional summary
Allison Breton Bishop, who also goes by Allison Bishop, is a registered financial professional currently at PROOF SERVICES LLC located in New York, New York.
Allison is registered as a RR (Registered Representative) and started their career in finance in 2018. Allison has worked at 2 firms and has passed the Series 63, Series 99TO, Series 57TO, Series 7TO, SIE and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Allison Breton Bishop's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 20, 2020 - Present
PROOF SERVICES LLC
November 16, 2018 - January 4, 2019
IEX SERVICES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/9/2021)
(4/6/2021)
(4/20/2021)
(4/26/2021)
(8/2/2021)
(5/4/2021)
(5/19/2021)
(4/13/2021)
(5/12/2021)
(6/21/2021)
(7/24/2020)
(7/18/2023)
(4/9/2021)
(6/24/2024)
(5/17/2021)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 57TO
Date: 9/15/2020
Securities Trader ExamSeries 7TO
Date: 11/16/2018
General Securities Representative ExaminationFINRA
Investors' Exchange LLC
Current Firm
PROOF SERVICES LLC
CRD#: 306369 / SEC#: , 8-70450
Contact information
FINRA licenses (15 States and Territories)
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
