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David M. Bain

David M. Bain

Some features on this profile are disabled
CRD#: 6662909
David M. Bain
David M. Bain

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

David M. Bain, who also goes by David Michael Bain, David Bain, was a registered financial professional .

David is a previously registered financial professional and started their career in finance in 2017. David had worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.

Biography

I strive to help clients navigate through the complex world of finance when they need it most. My passion is to build long lasting relationships, with you and your family to build a plan for a successful future.

Aliases

David Michael Bain | David Bain

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Education

Youngstown State University

Bachelor of Business Administration - Certified Financial Planning

2016

Experience

Past

March 31, 2025 - September 14, 2026

STRATEGIC ADVISERS LLC

RIA
CRD#: 104555
CRANBERRY TWP, PA
Past

September 3, 2021 - March 31, 2025

FIDELITY PERSONAL AND WORKPLACE ADVISORS

RIA
CRD#: 288590
CRANBERRY TOWNSHIP, PA
Past

August 26, 2021 - September 14, 2026

FIDELITY BROKERAGE SERVICES LLC

BD
CRD#: 7784
CRANBERRY TOWNSHIP, PA
Past

January 10, 2020 - August 7, 2021

J.P. MORGAN SECURITIES LLC

RIA
CRD#: 79
RAVENNA, OH
Past

January 10, 2020 - August 7, 2021

J.P. MORGAN SECURITIES LLC

BD
CRD#: 79
RAVENNA, OH
Past

March 24, 2017 - October 11, 2019

CHARLES SCHWAB & CO., INC.

RIA
CRD#: 5393
Richfield, OH
Past

March 13, 2017 - October 11, 2019

CHARLES SCHWAB & CO., INC.

BD
CRD#: 5393
Richfield, OH

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM

CRD#: 104555 / SEC#: 801-13243

RIA
Registered Investment Advisory firm - (8/11/1977 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

What does exam status mean?
State Security Law Exam
PR
PR
Series 66
Status Unavailable
Passed: 3/24/2017
Uniform Combined State Law Examination
General Industry/Product Exam
PR
SIE
Status Unavailable
Passed: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
PR
Series 7
Status Unavailable
Passed: 3/13/2017
General Securities Representative Examination

Current Firm

SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM

CRD#: 104555 / SEC#: 801-13243

RIA
Registered Investment Advisory firm - (8/11/1977 Approved)
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Contact information

Main Address
155 Seaport Blvd, Boston, MA 02210-2698
Mailing Address
Phone number
(617) 563-7000
Established
Firm type
Fiscal year end
# of Employees
17,112

SEC notice filing (52 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

STRATEGIC ADVISERS LLC (3/30/2026)
FIDELITY STRATEGIC DISCIPLINES (3/30/2026)
FIDELITY GO (3/30/2026)
FIDELITY WEALTH ADVISOR SOLUTIONS (3/30/2026)
FIDELITY WEALTH SERVICES (3/30/2026)
FIDELITY MANAGED FIDFOLIOS (3/30/2026)
FIDELITY PERSONALIZED PLANNING & ADVICE AT WORK (3/30/2026)

Regulatory assets under management

Total Number of Accounts2,973,512
AUM (Assets Under Management)$ 1,370,125,325,211

Accountant surprise examination report

Filing DateForm ADV-E CoverForm ADV-E Report
09/24/2025
Cover Page
Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

STRATEGIC ADVISERS LLC

Planning ConsultantCRD#: 104555

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