Zachary C. Krivine
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Zachary Carl Krivine, who also goes by Zachary Carl Krivine, Zachary Krivine, was a registered financial professional .
Zachary is a previously registered financial professional and started their career in finance in 2018. Zachary had worked at 2 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 1, 2022 - July 8, 2022
NUMIS SECURITIES LLC
August 22, 2018 - September 28, 2020
BERENBERG CAPITAL MARKETS LLC
State Registrations and Notice Filings
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Exams
Current Firm
NUMIS SECURITIES LLC
CRD#: 128471 / SEC#: , 8-66139
Contact information
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 1 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
