Soren E. Schwan

CRD#: 6662498

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Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Soren Elizabeth Schwan, who also goes by Soren Elizabeth Johnson, Soren Johnson, was a registered financial professional .

Soren is a previously registered financial professional and started their career in finance in 2016. Soren had worked at 3 firms and has passed the Series 65, Series 63, SIE, Series 6, Series 51 and Series 26 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Soren Elizabeth Johnson | Soren Johnson

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

April 28, 2022 - June 17, 2026

PITTENGER & ANDERSON INC

RIA

CRD#: 111033

LINCOLN, NE

Past

February 24, 2017 - December 23, 2021

ALLSTATE FINANCIAL SERVICES, LLC

CRD#: 18272

Lincoln, NE

Past

July 26, 2016 - February 27, 2017

EVERLAKE DISTRIBUTORS, LLC

CRD#: 100460

LINCOLN, NE

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PITTENGER & ANDERSON INC

PITTENGER & ANDERSON INC | PITTENGER FINANCIAL INC

CRD#: 111033 / SEC#: 801-49107

RIA

Registered Investment Advisory firm - (5/3/2000 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 4/27/2022

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 9/22/2016

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 7/26/2016

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 51

Date: 1/12/2018

Municipal Fund Securities Principal Examination

Principal/Supervisory Exam

Series 26

Date: 11/16/2017

Investment Company Products/Variable Contracts Principal Examination

Current Firm

PITTENGER & ANDERSON INC

PITTENGER & ANDERSON INC | PITTENGER FINANCIAL INC

CRD#: 111033 / SEC#: 801-49107

RIA

Registered Investment Advisory firm - (5/3/2000 Approved)

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Contact information

Main Address

5533 S. 27th Street Suite 201, Lincoln, NE 68512

Mailing Address

Phone number

(402) 328-8800

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (13 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

DECEMBER 2025 ADV 2A (12/23/2025)

Regulatory assets under management

Total Number of Accounts	2,261
AUM (Assets Under Management)	$ 3,034,066,574

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Soren E. Schwan

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

ALLSTATE FINANCIAL SERVICES, LLC

EVERLAKE DISTRIBUTORS, LLC

Primary Firm SEC Registration

PITTENGER & ANDERSON INC

State Registrations and Notice Filings

Exams

Series 65

Date: 4/27/2022

Series 63

Date: 9/22/2016

SIE

Date: 10/1/2018

Series 6

Date: 7/26/2016

Series 51

Date: 1/12/2018

Series 26

Date: 11/16/2017

Current Firm

PITTENGER & ANDERSON INC

Contact information

SEC notice filing (13 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

PITTENGER & ANDERSON INC

TRUST BUT VERIFY

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