TP
Toni M. Perez
CPC ADVISORS
Woodstock, GA 30188
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CRD#: 6662088
TP
Professional summary
Toni Marie Perez is a registered financial advisor currently at CPC ADVISORS, LLC located in Woodstock, Georgia and RAYMOND JAMES FINANCIAL SERVICES, INC. located in Woodstock, Georgia.
Toni is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2016. Toni has worked at 5 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1)Name of Business: J. Thompson Ross Investments Address: 3201 S Cherokee Ln Ste 340, Woodstock, GA, 30188-7050, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 03/07/2022 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 81+ Description of duties: Financial Advisor
CRS (Client Relationship Summary) - RIA
Click below to view Toni Marie Perez's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 3, 2022 - Present
CPC ADVISORS, LLC
Office #1: 3201 S. Cherokee Lane Suite 340, Woodstock, GA 30188RIA
CRD#: 111025
Woodstock, GA
Current
March 1, 2022 - Present
RAYMOND JAMES FINANCIAL SERVICES, INC.
Office #1: 3201 S Cherokee Ln Ste 340, Woodstock, GA 30188BD
CRD#: 6694
Woodstock, GA
Past
March 2, 2022 - January 13, 2023
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
RIA
CRD#: 149018
Woodstock, GA
Past
April 20, 2018 - September 3, 2021
CHARLES SCHWAB & CO., INC.
RIA
CRD#: 5393
Atlanta, GA
Past
March 10, 2017 - September 3, 2021
CHARLES SCHWAB & CO., INC.
BD
CRD#: 5393
Atlanta, GA
Past
August 3, 2016 - January 19, 2017
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
BD
CRD#: 2881
ATLANTA, GA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CA
CPC ADVISORS, LLC
BELLARS HARRIS WEALTH MANAGEMENT | J. THOMPSON ROSS INVESTMENTS | CPC IMPACT INVESTMENTS | CPC IMPACT INVESTING | CPC CONSULTING SERVICES | CPC ADVISORS, LLC | CPC ADVISORS | CONSOLIDATED PLANNING CORPORATION | CONSOLIDATED PLANNING CORP
CRD#: 111025 / SEC#: 801-11913
RIA
Registered Investment Advisory firm - (8/6/1976 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(3/15/2022)
RR
Arizona(3/23/2022)
RR
California(3/15/2022)
RR
Colorado(3/15/2022)
RR
Florida(3/16/2022)
IAR
Florida(11/14/2022)
RR
Georgia(3/2/2022)
IAR
Georgia(11/3/2022)
RR
Illinois(3/16/2022)
RR
Indiana(3/18/2022)
RR
Kentucky(3/15/2022)
RR
Maryland(3/15/2022)
RR
Massachusetts(3/16/2022)
RR
Michigan(3/17/2022)
RR
Montana(3/15/2022)
RR
Nevada(3/28/2022)
RR
New Jersey(3/15/2022)
RR
New York(3/15/2022)
RR
North Carolina(3/16/2022)
RR
Ohio(3/15/2022)
RR
Pennsylvania(3/16/2022)
RR
South Carolina(3/17/2022)
RR
South Dakota(1/21/2025)
RR
Tennessee(3/23/2022)
RR
Texas(3/15/2022)
IAR
Texas(11/8/2022)
RR
Virginia(3/16/2022)
IAR
Virginia(11/9/2022)
RR
Washington(1/21/2025)
RR
Wisconsin(11/4/2022)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CA
CPC ADVISORS, LLC
BELLARS HARRIS WEALTH MANAGEMENT | J. THOMPSON ROSS INVESTMENTS | CPC IMPACT INVESTMENTS | CPC IMPACT INVESTING | CPC CONSULTING SERVICES | CPC ADVISORS, LLC | CPC ADVISORS | CONSOLIDATED PLANNING CORPORATION | CONSOLIDATED PLANNING CORP
CRD#: 111025 / SEC#: 801-11913
RIA
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Contact information
Main Address
1475 Peachtree St. Ne Suite 750, Atlanta, GA 30309
Mailing Address
Phone number
(404) 879-3000
Established
Firm type
Fiscal year end
# of Employees
34
SEC notice filing (31 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 3,696 |
| AUM (Assets Under Management) | $ 2,095,480,549 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
