Brandon Garcia
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Brandon Garcia was a registered financial professional .
Brandon is a previously registered financial professional and started their career in finance in 2016. Brandon had worked at 2 firms and has passed the Series 63, Series 7TO, SIE and Series 79 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 14, 2019 - August 24, 2020
ADVENTIX GLOBAL MARKETS LLC
August 8, 2016 - July 24, 2018
HOULIHAN LOKEY CAPITAL, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 1/7/2020
General Securities Representative ExaminationCurrent Firm
ADVENTIX GLOBAL MARKETS LLC
CRD#: 170640 / SEC#: , 8-69427
Contact information
FINRA licenses (3 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| JACKSON SQUARE PARTNERS (FORMER NAME: ARDENT FINANCIAL LIMITED (UNITED KINGDOM) | 100% OWNER | |
| MCCLEAN, DAVID EDWARD | FINOP, CFO, CCO | |
| PERRY, JUSTIN MAXWELL | CEO | 2972607 |
Red Flags
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