Jaran Sabus

ALLIANZ LIFE FINANCIAL SERVICES

Minneapolis, MN 55416

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CRD#: 6661612

Professional summary

Jaran Sabus, who also goes by Jaran Taylor Sabus, is a registered financial professional currently at ALLIANZ LIFE FINANCIAL SERVICES, LLC located in Minneapolis, Minnesota.

Jaran is registered as a RR (Registered Representative) and started their career in finance in 2023. Jaran has worked at 4 firms and has passed the Series 66, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Jaran Taylor Sabus

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Jaran Sabus's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 16, 2023 - Present

ALLIANZ LIFE FINANCIAL SERVICES, LLC

Office #1: 5701 Golden Hills Drive, Minneapolis, MN 55416

CRD#: 612

Minneapolis, MN

Past

September 11, 2023 - September 29, 2023

TRANSAMERICA RETIREMENT ADVISORS, LLC

RIA

CRD#: 107319

Marion, IA

Past

September 11, 2023 - September 29, 2023

TRANSAMERICA INVESTORS SECURITIES, LLC

CRD#: 32205

HARRISON, NY

Past

May 3, 2023 - July 12, 2023

AMERIPRISE FINANCIAL SERVICES, LLC

RIA

CRD#: 6363

Hiawatha, IA

Past

April 21, 2023 - July 12, 2023

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

Hiawatha, IA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Iowa
(10/16/2023)

Exams

State Security Law Exam

IAR

Series 66

Date: 3/17/2023

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 4/21/2023

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 5/17/2021

Securities Industry Essentials Examination

SRO Registrations

FINRA

Current Firm

ALLIANZ LIFE FINANCIAL SERVICES, LLC

ALLIANZ LIFE FINANCIAL SERVICES, LLC | USALLIANZ INVESTOR SERVICES, LLC | NALAC FINANCIAL PLANS, LLC | NALAC FINANCIAL PLANS, INC.

CRD#: 612 / SEC#: , 8-13630

Broker-Dealer Firm Regulated by FINRA (Kansas City district office)

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Contact information

Main Address

5701 Golden Hills Drive, Minneapolis, MN 55416-1297

Mailing Address

P O Box 1117, Minneapolis, MN 55440-1117

Phone number

(763) 765-6500

Established

Minnesota since 11/20/1996

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Medium

# of Employees

FINRA licenses (52 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
ALLIANZ LIFE INSURANCE COMPANY OF NORTH AMERICA	OWNER
DIAN, MATTHEW CHRISTOPHER	CHIEF COMPLIANCE OFFICER	2246088
GAUMOND, WILLIAM EDWARD	DIRECTOR	5294073
HELMEN, JOHN CURTIS	ASSISTANT VICE PRESIDENT, DISTRIBUTION NATIONAL ACCOUNTS	4988276
LORD-KRAHN, KRISTINE MARIE	CHIEF LEGAL OFFICER	4241291
THOMES, ERIC JON	CHIEF EXECUTIVE OFFICER	4645308
WALTHER, COREY JAY	PRESIDENT	2398952
WYSOCKI, REBECCA	PRINCIPAL FINANCIAL OFFICER	6558204
WYSOCKI, REBECCA	CHIEF FINANCIAL OFFICER	6558204
WYSOCKI, REBECCA	PRINCIPAL OPERATIONS OFFICER	6558204

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Jaran Sabus

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Jaran Sabus's CRS (Customer Relationship Summary).

Certified licenses

Experience

ALLIANZ LIFE FINANCIAL SERVICES, LLC

TRANSAMERICA RETIREMENT ADVISORS, LLC

TRANSAMERICA INVESTORS SECURITIES, LLC

AMERIPRISE FINANCIAL SERVICES, LLC

AMERIPRISE FINANCIAL SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 3/17/2023

Series 7TO

Date: 4/21/2023

SIE

Date: 5/17/2021

FINRA

Current Firm

ALLIANZ LIFE FINANCIAL SERVICES, LLC

Contact information

FINRA licenses (52 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

ALLIANZ LIFE FINANCIAL SERVICES, LLC

TRUST BUT VERIFY

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