AS
Andrew B. Saraga
KHELP FINANCIAL LLC
Delray Beach, FL 33444
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CRD#: 6661292
AS
Professional summary
Andrew Blake Saraga, who also goes by Andrew Saraga, Boomer Saraga, is a registered financial advisor currently at KHELP FINANCIAL LLC located in Delray Beach, Florida and P2 CORPORATE FINANCE, LLC located in Atlanta, Georgia.
Andrew is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2018. Andrew has worked at 3 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 79 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Andrew Saraga | Boomer Saraga
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. Calican, LLC; non-investment related; 201 NE 1st Ave, Delray Beach, FL 33444; Container Packaging; Manager, Member; April 1, 2023; 80 hrs/month; 20 hrs/month during trading hours; Managing relationship with manufacturer, generating interest in packaging container, overseeing company's financial position and books, creating product marketing materials. 2. Khelp Financial, LLC; investment related; 201 NE 1st Ave, Delray Beach, FL 33444; Cryptocurrency Advisory; Manager, Member, Advisor; March 1, 2022; 80 hrs/month; 20 hrs/month during trading hours; Provid crypto investment advice and manage model crypto portfolios for individuals, households, and businesses.
CRS (Client Relationship Summary) - RIA
Click below to view Andrew Blake Saraga's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 19, 2021 - Present
KHELP FINANCIAL LLC
Office #1: 201 Ne 1st Avenue, Delray Beach, FL 33444Office #2: 201 Ne 1st Avenue, Delray Beach, FL 33444RIA
CRD#: 316301
Delray Beach, FL
Current
May 18, 2023 - Present
P2 CORPORATE FINANCE, LLC
BD
CRD#: 313187
Atlanta, GA
Past
August 6, 2018 - July 9, 2021
TRUIST SECURITIES, INC.
BD
CRD#: 6271
NEW YORK, NY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(5/30/2023)
RR
California(5/19/2023)
RR
Colorado(5/31/2023)
IAR
Florida(11/19/2021)
RR
Florida(5/30/2023)
RR
Georgia(5/30/2023)
RR
Illinois(5/31/2023)
RR
Louisiana(5/31/2023)
RR
Massachusetts(5/19/2023)
IAR
New York(3/19/2022)
RR
North Carolina(5/19/2023)
RR
South Carolina(5/31/2023)
RR
Tennessee(5/30/2023)
RR
Texas(5/19/2023)
RR
Virginia(5/31/2023)
RR
Wyoming(5/31/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
KF
KHELP FINANCIAL LLC
KHELP FINANCIAL LLC
CRD#: 316301 / SEC#:
California
Registered Investment Advisory firm - (12/31/2023 Terminated)Florida
Registered Investment Advisory firm - (11/19/2021 Approved)Georgia
Registered Investment Advisory firm - (12/31/2023 Terminated)Illinois
Registered Investment Advisory firm - (12/31/2023 Terminated)Massachusetts
Registered Investment Advisory firm - (12/31/2023 Terminated)New Jersey
Registered Investment Advisory firm - (1/3/2024 Terminated)New York
Registered Investment Advisory firm - (3/19/2022 Approved)North Carolina
Registered Investment Advisory firm - (12/31/2023 Terminated)Ohio
Registered Investment Advisory firm - (12/31/2023 Terminated)Texas
Registered Investment Advisory firm - (12/31/2023 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
201 Ne 1st Avenue, Delray Beach, FL 33444
Mailing Address
Phone number
(561) 699-1398
Established
Firm type
Fiscal year end
# of Employees
2
Red Flags
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Company Information
KHELP FINANCIAL LLC
CRD#: 316301Delray Beach, FL 33444TRUST BUT VERIFY
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