DB
David L. Blitz
KINGSBURY CAPITAL INVESTMENT ADVISORS LLC
Evanston, IL
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CRD#: 6660755
DB
Professional summary
David Lee Blitz is a registered financial advisor currently at KINGSBURY CAPITAL INVESTMENT ADVISORS LLC located in Evanston, Illinois.
David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2016. David has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Kingsbury Capital Investment Advisors LLC, Investment-Related, RIA, Evanston, IL, Investment Advisor Representative/Investment Consultant, 7/20017, approx. 80 hours per month, approx. 4 hours during trading hours, communicate with clients/prospects, manage client assets/accounts, conduct research, meet with/travel to clients. 2) Blitz Financial Services, Inc. Non-Investment Related, to receive brokerage, investment advisory, insurance and related commissions, fees, trails, etc., Glenview, IL, President, 7/2016, 2-3 hours per month, less than 1 hour during trading hours, Administrative. 3) Cornerstone Condominium Association, not investment related, Evanston, IL, manage homeowner affairs of 15 units/members that comprise the association, Board Member, 10/2018, 1-2 hours per month, <1 hour during trading hours, meet as needed to ensure adherence to condo rule, review/vote on budget issues, and initiate/review/vote on any other kinds of business that is brought before the board.
CRS (Client Relationship Summary) - RIA
Click below to view David Lee Blitz's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 19, 2017 - Present
KINGSBURY CAPITAL INVESTMENT ADVISORS LLC
RIA
CRD#: 145658
Evanston, IL
Past
January 24, 2020 - June 30, 2023
CABOT LODGE SECURITIES LLC
BD
CRD#: 159712
Evanston, IL
Past
December 12, 2016 - December 31, 2019
KINGSBURY CAPITAL, INC.
BD
CRD#: 7638
EVANSTON, IL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KC
KINGSBURY CAPITAL INVESTMENT ADVISORS LLC
FINCOR WEALTH MANAGEMENT LLC | LEGACY CAPITAL WEALTH ADVISORS, LLC | KINGSBURY CAPITAL INVESTMENT ADVISORS LLC
CRD#: 145658 / SEC#: 801-118323
RIA
Registered Investment Advisory firm - (4/8/2020 Approved)Florida
Registered Investment Advisory firm - (4/9/2020 Terminated)Illinois
Registered Investment Advisory firm - (4/8/2020 Terminated)Missouri
Registered Investment Advisory firm - (4/9/2020 Terminated)North Carolina
Registered Investment Advisory firm - (4/9/2020 Terminated)Ohio
Registered Investment Advisory firm - (4/9/2020 Terminated)Texas
Registered Investment Advisory firm - (4/9/2020 Terminated)Wisconsin
Registered Investment Advisory firm - (4/9/2020 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Illinois(7/19/2017)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
KC
KINGSBURY CAPITAL INVESTMENT ADVISORS LLC
FINCOR WEALTH MANAGEMENT LLC | LEGACY CAPITAL WEALTH ADVISORS, LLC | KINGSBURY CAPITAL INVESTMENT ADVISORS LLC
CRD#: 145658 / SEC#: 801-118323
RIA
Registered Investment Advisory firm - (4/8/2020 Approved)Florida
Registered Investment Advisory firm - (4/9/2020 Terminated)Illinois
Registered Investment Advisory firm - (4/8/2020 Terminated)Missouri
Registered Investment Advisory firm - (4/9/2020 Terminated)North Carolina
Registered Investment Advisory firm - (4/9/2020 Terminated)Ohio
Registered Investment Advisory firm - (4/9/2020 Terminated)Texas
Registered Investment Advisory firm - (4/9/2020 Terminated)Wisconsin
Registered Investment Advisory firm - (4/9/2020 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
Wilmette, IL
Mailing Address
1555 Sherman Ave Suite 346, Evanston, IL 60201
Phone number
(312) 380-5300
Established
Firm type
Fiscal year end
# of Employees
8
SEC notice filing (9 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 595 |
| AUM (Assets Under Management) | $ 154,451,058 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
