AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Advisor Search
Why AdvisorCheck

We're Here To Help

AdvisorCheck empowers you to find, evaluate, and monitor financial advisors with confidence and clarity.

Advisor Monitoring

Financial advisor's situations can change, sometimes without notice. AdvisorCheck's Monitoring tool helps you avoid surprises and stay on top of your financial health.

Firm Stability Insights

The stability of your financial advisor's firm has a significant impact in the security and quality of service you receive. Our tool provides historical data and key insights over time to help you make informed, confident decisions.

Pricing
For Advisors
AH

Austin M. Hughes

PETRIE PARTNERS SECURITIES
HOUSTON, TX 77002
Some features on this profile are disabled
CRD#: 6660745
AH

Professional summary

Austin Morgan Hughes is a registered financial professional currently at PETRIE PARTNERS SECURITIES, LLC located in Houston, Texas.

Austin is registered as a RR (Registered Representative) and started their career in finance in 2017. Austin has worked at 2 firms and has passed the Series 63, SIE and Series 79 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Austin Morgan Hughes's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

November 20, 2019 - Present

PETRIE PARTNERS SECURITIES, LLC

Office #1: 600 Travis Street, Suite 7400, Houston, TX 77002
BD
CRD#: 131783
HOUSTON, TX
Past

August 19, 2017 - September 12, 2019

JEFFERIES LLC

BD
CRD#: 2347
HOUSTON, TX

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Colorado
(11/20/2019)
RR
Texas
(11/20/2019)

Exams

State Security Law Exam
RR
Series 63
Date: 8/21/2017
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 79
Date: 8/19/2017
Investment Banking Registered Representative Examination
SRO Registrations
RR
FINRA

Current Firm

PP
PETRIE PARTNERS SECURITIES, LLC
FORT DEARBORN CAPITAL ADVISORS, LLC | WESTMOOR CAPITAL ADVISORS, LLC | STRATEGIC ENERGY SECURITIES, LLC | PETRIE PARTNERS SECURITIES, LLC | LUOPAN CAPITAL LLC

CRD#: 131783 / SEC#: , 8-66503

BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
1144 15th Street, Suite 3900, Denver, CO 80202
Mailing Address
1144 15th Street, Suite 3900, Denver, CO 80202
Phone number
(303) 953-6768
Established
Delaware since 08/17/2011
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (5 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
PETRIE PARTNERS, LLCMANAGING MEMBER, OWNER
BOCK, MICHAEL ERICMANAGING DIRECTOR2454381
GLESSING, LEEANNA GRACE KRAUSCCO & FINOP2381458
HUGHES, JON CUSTERMANAGING DIRECTOR2152626

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

PETRIE PARTNERS SECURITIES, LLC

CRD#: 131783Houston, TX 77002

TRUST BUT VERIFY

Monitor Austin Hughes

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors

Darren Dindinger
Darren DindingerAdvisorCheck Check Mark
ALLWORTH FINANCIAL, L.P.
IAR
RR
Orting, WA
LW
Li-e WangAdvisorCheck Check Mark
TRANSAMERICA FINANCIAL ADVISORS, LLC
RR
Houston, TX
JM
James MarshallAdvisorCheck Check Mark
MARSHALL WEALTH MANAGEMENT, LLC
IAR
SUGAR LAND, TX
footer-logo
How We Help
Advisor Search
Find Advisors by State
Blog
Glossary
For Advisors
About Us
Help Center
Terms Of UsePrivacy PolicySubscription Policy
Help Center
AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.© 2026 AdvisorCheck, an AIMR Analytics company. All rights reserved.