Michael L. Burns
Professional summary
Michael Lear Burns, who also goes by Michael Burns, is a registered financial professional currently at SOLEBURY CAPITAL LLC located in New York, New York.
Michael is registered as a RR (Registered Representative) and started their career in finance in 2018. Michael has worked at 2 firms and has passed the Series 63, Series 99TO, Series 79TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Michael Lear Burns's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 1, 2021 - Present
SOLEBURY CAPITAL LLC
Office #1: 740 Broadway 9th Floor, New York, NY 10003May 16, 2018 - June 18, 2021
MIZUHO SECURITIES USA LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/1/2021)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 79TO
Date: 10/25/2019
Investment Banking Registered Representative ExaminationFINRA
Current Firm
SOLEBURY CAPITAL LLC
CRD#: 143299 / SEC#: , 8-67548
Contact information
FINRA licenses (8 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PNC BANK, NATIONAL ASSOCIATION | PARENT | |
| COHN, VICTOR ALLAN | CHAIRMAN, CHIEF OPERATING OFFICER | 808136 |
| EARLING, DAVID CRISTOFORI | MANAGING DIRECTOR | 2534818 |
| HATFIELD, EDWARD RIDGWAY | CHIEF EXECUTIVE OFFICER | 1781580 |
| IM, YOULREE | CHIEF ADMINISTRATIVE OFFICER | 5195473 |
| JACOBY, MATTHEW R | CHIEF COMPLIANCE OFFICER | 5720650 |
| LONG, GEORGE PHILLIP MR. | CHIEF LEGAL OFFICER | 5094038 |
| ROHALY, JEFFREY P | FINANCIAL OPERATIONS PRINCIPAL, PFO, POO | 4588188 |
| WILLIAMS, JULIE | VICE PRESIDENT | 6040587 |
Red Flags
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