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ZD

Zachary M. Diamond

PORTUM CAPITAL
New York, NY 10005
Some features on this profile are disabled
CRD#: 6660471
ZD

Professional summary

Zachary Michael Diamond is a registered financial professional currently at PORTUM CAPITAL LLC located in New York, New York.

Zachary is registered as a RR (Registered Representative) and started their career in finance in 2018. Zachary has worked at 2 firms and has passed the Series 63, SIE, Series 3, Series 57 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Zachary Michael Diamond's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

April 29, 2026 - Present

PORTUM CAPITAL LLC

Office #1: 40 Wall St Suite 1702, New York, NY 10005
BD
CRD#: 300440
New York, NY
Past

July 30, 2018 - May 14, 2024

MORGAN STANLEY & CO. LLC

BD
CRD#: 8209
New York, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
New York
(4/29/2026)

Exams

State Security Law Exam
RR
Series 63
Date: 8/13/2018
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 3
Date: 9/10/2018
National Commodity Futures Examination
General Industry/Product Exam
RR
Series 57
Date: 9/5/2018
Securities Trader Exam
General Industry/Product Exam
RR
Series 7
Date: 7/30/2018
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

PC
PORTUM CAPITAL LLC
HARBOR SQUARE INVESTMENT SOLUTIONS, LLC | PORTUM CAPITAL LLC

CRD#: 300440 / SEC#: , 8-70281

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
40 Wall St Suite 1702, New York, NY 10005
Mailing Address
40 Wall St Suite 1702, New York, NY 10005
Phone number
(415) 890-6297
Established
Delaware since 01/11/2019
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (2 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
BITGO, INC.PRINCIPAL SHAREHOLDER, ELECTED MANAGER
HOROWITZ, JEFF PETERCEO2492709
SCHLEIFER, JUSTIN HAYESCHIEF COMPLIANCE OFFICER5977433
THORNTON, STEVEN LEEFINOP4496384

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

PORTUM CAPITAL LLC

CRD#: 300440New York, NY 10005

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