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SP

Sergio Perkovic

GREGORY J. SCHWARTZ & CO.
BLOOMFIELD HILLS, MI 48301
Some features on this profile are disabled
CRD#: 6659632
SP
Sergio PerkovicGREGORY J. SCHWARTZ & CO.

Professional summary

Sergio Perkovic, who also goes by Sergio Vasko Perkovic, is a registered financial professional currently at GREGORY J. SCHWARTZ & CO., INC. located in Bloomfield Hills, Michigan.

Sergio is registered as a RR (Registered Representative) and started their career in finance in 2017. Sergio has worked at 3 firms and has passed the Series 63, Series 3, SIE, Series 57 and Series 7 exams.

Aliases

Sergio Vasko Perkovic

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Sergio Perkovic's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

August 3, 2026 - Present

GREGORY J. SCHWARTZ & CO., INC.

Office #1: 3707 W. Maple, Bloomfield Hills, MI 48301Office #2: 3707 W. Maple Rd Ste 201, Bloomfield Hills, MI 48301Office #3: 3707 W Maple Rd Ste 201, Bloomfield Hills, MI 48301-3204
RIA
BD
CRD#: 7294
BLOOMFIELD HILLS, MI
Past

February 26, 2021 - July 9, 2026

GOLDMAN SACHS & CO. LLC

BD
CRD#: 361
DETROIT, MI
Past

August 16, 2017 - May 20, 2019

CREDIT SUISSE SECURITIES (USA) LLC

BD
CRD#: 816
NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
GREGORY J. SCHWARTZ & CO., INC.
GREGORY J. SCHWARTZ & CO., INC.
GREGORY J. SCHWARTZ & CO., INC. | SCHWARTZ & CO.

CRD#: 7294 / SEC#: 801-62856, 8-20955

RIA
Registered Investment Advisory firm - SEC (3/15/2004 Approved)
BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Michigan
(8/3/2026)

Exams

State Security Law Exam
RR
Series 63
Date: 8/21/2017
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 3
Date: 4/12/2021
National Commodity Futures Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 57
Date: 9/5/2017
Securities Trader Exam
General Industry/Product Exam
RR
Series 7
Date: 8/16/2017
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

GREGORY J. SCHWARTZ & CO., INC.
GREGORY J. SCHWARTZ & CO., INC.
GREGORY J. SCHWARTZ & CO., INC. | SCHWARTZ & CO.

CRD#: 7294 / SEC#: 801-62856, 8-20955

RIA
Registered Investment Advisory firm - SEC (3/15/2004 Approved)
BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information

Main Address
3707 W Maple Rd Ste 201, Bloomfield Hills, MI 48301
Mailing Address
3707 W Maple Rd Ste 201, Bloomfield Hills, MI 48301-3204
Phone number
(248) 644-2701
Established
Michigan since 08/04/1976
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees
30

SEC notice filing (33 States and Territories)

FINRA licenses (52 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)Customer Relationship Summary (CRS / FINRA)Latest Form ADV

Part 2 Brochures

ADV PART 2A - FIRM BROCHURE (2024-12) (3/18/2025)

Direct owners and executive officers

NamePositionCRD#
SCHWARTZ, EDWARD AUGUSTINEPRESIDENT/CEO, PRINCIPAL2166324
SCHWARTZ, GREGORY JOHN JRVICE-PRESIDENT, PRINCIPAL1177836
SCHWARTZ, JOSEPH EMMETTREASURER/SECRETARY2168945
SCHWARTZ, PETER FRANCISVICE-PRESIDENT, PRINCIPAL2168931
SCHWARTZ, WALTER GEORGEVICE-PRESIDENT, PRINCIPAL1282286
POWERS, LAURA LEACFO, CCO, FINOP, PRINCIPAL4413799
SCHWARTZ, GREGORY JOHNCHAIRMAN OF THE BOARD, PRINCIPAL416277

Regulatory assets under management

Total Number of Accounts1,835
AUM (Assets Under Management)$ 9,070,033,429

Disclosures

Arbitration1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

GREGORY J. SCHWARTZ & CO., INC.

GREGORY J. SCHWARTZ & CO., INC.

CRD#: 7294Bloomfield Hills, MI 48301

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