Edward S. Stroud
Professional summary
Edward Simpson Stroud is a registered financial advisor currently at THE CAPROCK GROUP, LLC located in Charlotte, North Carolina.
Edward is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2017. Edward has worked at 2 firms and has passed the Series 65, Series 63, SIE and Series 79 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Edward Simpson Stroud's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 20, 2026 - Present
THE CAPROCK GROUP, LLC
July 18, 2017 - July 16, 2019
LINCOLN INTERNATIONAL LLC
Primary Firm SEC Registration
THE CAPROCK GROUP, LLC
CRD#: 124272 / SEC#: 801-61642
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(5/20/2026)
Exams
Current Firm
THE CAPROCK GROUP, LLC
CRD#: 124272 / SEC#: 801-61642
Contact information
SEC notice filing (14 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 408 |
| AUM (Assets Under Management) | $ 10,149,325,042 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/17/2025 | ||
| 01/28/2025 | ||
| 10/26/2023 |
Red Flags
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