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Daniel James Bucchin

Daniel J. Bucchin

CRD#: 6658788
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Daniel James Bucchin
Daniel James Bucchin

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Daniel James Bucchin, CFP®, who also goes by Daniel James Bucchin, Daniel Bucchin, was a registered financial professional .

Daniel is a previously registered financial professional and started their career in finance in 2017. Daniel had worked at 2 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

What are your service offerings?
Retirement Planning Strategies
Investment Management
Cash Flow Management Strategie...
Are you a "fiduciary"?
No

Aliases

Daniel James Bucchin | Daniel Bucchin

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Certified Financial Planner

Experience

Past

May 14, 2025 - May 26, 2026

EDELMAN FINANCIAL ENGINES

RIA
CRD#: 104510
PHOENIX, AZ
Past

August 12, 2021 - February 2, 2024

AMERIPRISE FINANCIAL SERVICES, LLC

RIA
CRD#: 6363
Bethlehem, PA
Past

August 12, 2021 - February 2, 2024

AMERIPRISE FINANCIAL SERVICES, LLC

BD
CRD#: 6363
Bethlehem, PA
Past

March 19, 2018 - July 20, 2021

AMERIPRISE FINANCIAL SERVICES, LLC

RIA
CRD#: 6363
BETHLEHEM, PA
Past

March 19, 2018 - July 20, 2021

AMERIPRISE FINANCIAL SERVICES, LLC

BD
CRD#: 6363
BETHLEHEM, PA
Past

August 21, 2017 - November 7, 2017

AMERIPRISE FINANCIAL SERVICES, LLC

RIA
CRD#: 6363
BETHLEHEM, PA
Past

July 5, 2017 - November 7, 2017

AMERIPRISE FINANCIAL SERVICES, LLC

BD
CRD#: 6363
BETHLEHEM, PA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
EF
EDELMAN FINANCIAL ENGINES
EDELMAN FINANCIAL ENGINES | FINANCIAL ENGINES ADVISORS LLC | FINANCIAL ENGINES ADVISORS L.L.C.

CRD#: 104510 / SEC#: 801-55196

RIA
Registered Investment Advisory firm - (1/14/1998 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 8/1/2017
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 7/5/2017
General Securities Representative Examination

Current Firm

EF
EDELMAN FINANCIAL ENGINES
EDELMAN FINANCIAL ENGINES | FINANCIAL ENGINES ADVISORS LLC | FINANCIAL ENGINES ADVISORS L.L.C.

CRD#: 104510 / SEC#: 801-55196

RIA
Registered Investment Advisory firm - (1/14/1998 Approved)
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Contact information

Main Address
3945 Freedom Circle, Santa Clara, CA 95054
Mailing Address
Phone number
(800) 601-5957
Established
Firm type
Fiscal year end
# of Employees
1,616

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

EFE_ADV_PART_2A_03.31.2025 (3/31/2025)
EFE_WRAP_FEE_BROCHURE_03.31.2025 (3/31/2025)

Regulatory assets under management

Total Number of Accounts1,552,934
AUM (Assets Under Management)$ 292,902,969,770

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

EDELMAN FINANCIAL ENGINES

Financial AdvisorCRD#: 104510

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