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Patrick N. Manders

SOGOTRADE
Chesterfield, MO 63005
Some features on this profile are disabled
CRD#: 6658729
PM

Professional summary


Patrick Nicholas Manders, who also goes by Patrick Manders, is a registered financial professional currently at SOGOTRADE, INC. located in Chesterfield, Missouri.

Patrick is registered as a RR (Registered Representative) and started their career in finance in 2016. Patrick has worked at 1 firm and has passed the Series 63, Series 99TO, Series 57TO, SIE, Series 7, Series 14, Series 4 and Series 24 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Patrick Manders

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Patrick Nicholas Manders's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

July 27, 2021 - Present

SOGOTRADE, INC.

Office #1: 1 Mcbride & Sons Center Drive Suite 288, Chesterfield, MO 63005
BD
CRD#: 17912
Chesterfield, MO
Past

September 1, 2016 - April 20, 2020

SOGOTRADE, INC.

BD
CRD#: 17912
Chesterefield, MO

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(4/25/2023)
RR
Missouri
(7/27/2021)
RR
Texas
(6/6/2024)

Exams


State Security Law Exam
RR
Series 63
Date: 10/14/2016
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 99TO
Date: 3/9/2023
Operations Professional Examination
General Industry/Product Exam
RR
Series 57TO
Date: 11/23/2022
Securities Trader Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
RR
Series 14
Date: 3/6/2023
Compliance Officer Examination
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
Cboe EDGX Exchange, Inc.
SRO Registrations
RR
FINRA
SRO Registrations
RR
Nasdaq Stock Market

Current Firm


SI
SOGOTRADE, INC.
COASTAL INVESTMENTS ASSOCIATES LTD. | WANG INVESTMENTS | WANG INVESTMENT ASSOCIATES, INC. | SOGOTRADE, INC. | SOGOTRADE | COASTAL INVESTMENTS ASSOCIATES, LTD.

CRD#: 17912 / SEC#: , 8-35930

BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
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Contact information


Main Address
1 Mcbride And Son Center Drive Suite 288, Chesterfield, MO 63005
Mailing Address
1 Mcbride And Son Center Drive Suite 288, Chesterfield, MO 63005
Phone number
(646) 885-6486
Established
Delaware since 12/16/2010
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (52 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers


NamePositionCRD#
SOGO FINANCIAL MANAGEMENT, LLCSHAREHOLDER
CONNOR, RICHARD BRIANCHIEF OPERATIONS OFFICER2364764
FRIEDMAN, TIMOTHY NATHANCHIEF AML OFFICER1967603
MANDERS, PATRICKCHIEF COMPLIANCE OFFICER6658729
SAKOL, DANIEL SCOTTFINOP2813237
WALLACE, KRISTOPHER ALEXANDERCHIEF EXECUTIVE OFFICER2363185

Disclosures


Regulatory Event7
Arbitration1

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


SOGOTRADE, INC.

CRD#: 17912Chesterfield, MO 63005

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