Danielle R. Arlotta

BROOKLYN PLANS LLC

Beacon, NY

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CRD#: 6658652

Professional summary

Danielle Rita Arlotta, CFP®, who also goes by Danielle Arlotta, is a registered financial advisor currently at BROOKLYN PLANS LLC located in Beacon, New York.

Danielle is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2017. Danielle has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Danielle Arlotta

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Danielle Rita Arlotta's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2019

Experience

Current

February 11, 2022 - Present

BROOKLYN PLANS LLC

RIA

CRD#: 284104

Beacon, NY

Past

October 26, 2017 - September 27, 2019

VANGUARD ADVISERS, INC.

RIA

CRD#: 106715

Charlotte, NC

Past

August 14, 2017 - September 27, 2019

VANGUARD MARKETING CORPORATION

CRD#: 7452

CHARLOTTE, NC

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New Jersey
(5/10/2022)

IAR

New York
(2/11/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 10/26/2017

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/14/2017

General Securities Representative Examination

Current Firm

BROOKLYN PLANS LLC

CRD#: 284104 / SEC#:

Arizona

Registered Investment Advisory firm - (6/14/2022 Terminated)

California

Registered Investment Advisory firm - (1/19/2022 Approved)

New Jersey

Registered Investment Advisory firm - (6/8/2017 Approved)

New York

Registered Investment Advisory firm - (6/29/2016 Approved)

Pennsylvania

Registered Investment Advisory firm - (1/13/2023 Approved)

Texas

Registered Investment Advisory firm - (6/18/2020 Conditional Restricted)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

Beacon, NY

Mailing Address

41 Schermerhorn Street #1091, Brooklyn, NY 11201

Phone number

(917) 727-6497

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	187
AUM (Assets Under Management)	$ 18,242,052

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Danielle R. Arlotta

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Danielle Rita Arlotta's CRS (Customer Relationship Summary).

Certified licenses

Experience

BROOKLYN PLANS LLC

VANGUARD ADVISERS, INC.

VANGUARD MARKETING CORPORATION

State Registrations and Notice Filings

Exams

Series 66

Date: 10/26/2017

SIE

Date: 10/1/2018

Series 7

Date: 8/14/2017

Current Firm

BROOKLYN PLANS LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

BROOKLYN PLANS LLC

TRUST BUT VERIFY

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