Phillip C. Antley
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Phillip Charles Antley was a registered financial professional .
Phillip is a previously registered financial professional and started their career in finance in 2016. Phillip had worked at 1 firm and has passed the Series 27 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 27, 2016 - August 29, 2017
FIRST SOUTHEAST INVESTOR SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FIRST SOUTHEAST INVESTOR SERVICES, INC.
CRD#: 45555 / SEC#: , 8-51087
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| SOUTH STATE BANK | PARENT COMPANY | |
| DEHAVEN, LISA SALVO | S.V.P. / CHIEF COMPLIANCE OFFICER & CORPORATE SECRETARY | 2783601 |
| ENDRES, MARK GERARD | CFO/DIRECTOR | 2998235 |
| JACQUES, ED JOHN | DIRECTOR | 6423988 |
| NORRIS, KIMBERLY MEETZE | PRINCIPAL | 4670324 |
| SEASE, TIMOTHY BLANE | CHIEF EXECUTIVE OFFICER | 1927066 |
| SEASE, TIMOTHY BLANE | PRESIDENT / DIRECTOR | 1927066 |
| WINDLEY, JOHN FRANK | DIRECTOR | 6424079 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
