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SP

Stephen J. Peterson

PERSONAL FINANCIAL ADVICE & INSIGHTS
Stevensville, MI
Some features on this profile are disabled
CRD#: 6658461
SP

Professional summary

Stephen Joseph Peterson, who also goes by Steve Peterson, is a registered financial advisor currently at PERSONAL FINANCIAL ADVICE & INSIGHTS, LLC located in Stevensville, Michigan.

Stephen is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2016. Stephen has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Steve Peterson

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Stephen Joseph Peterson's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

June 13, 2016 - Present

PERSONAL FINANCIAL ADVICE & INSIGHTS, LLC

RIA
CRD#: 284186
Stevensville, MI

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Indiana
(3/28/2018)
IAR
Michigan
(6/13/2016)
IAR
Texas
(7/15/2022)

Exams

State Security Law Exam
IAR
Series 65
Date: 5/17/2016
Uniform Investment Adviser Law Examination

Current Firm

PF
PERSONAL FINANCIAL ADVICE & INSIGHTS, LLC
PERSONAL FINANCIAL ADVICE & INSIGHTS, LLC

CRD#: 284186 / SEC#:

Indiana
Registered Investment Advisory firm - (3/28/2018 Approved)
Michigan
Registered Investment Advisory firm - (6/10/2016 Approved)
Texas
Registered Investment Advisory firm - (7/15/2022 Conditional Restricted)
PREMIUM
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Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
Stevensville, MI
Mailing Address
Phone number
(317) 796-3788
Established
Firm type
Fiscal year end
# of Employees
1

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

PERSONAL FINANCIAL ADVICE & INSIGHTS, LLC

CRD#: 284186Stevensville, MI

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