Kieran J. Brennan
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kieran John Brennan, who also goes by Kieran Brennan, was a registered financial professional .
Kieran is a previously registered financial professional and started their career in finance in 2016. Kieran had worked at 3 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 30, 2020 - March 17, 2021
ERNST & YOUNG INVESTMENT ADVISERS LLP
June 2, 2017 - November 27, 2018
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
May 31, 2017 - November 27, 2018
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
March 3, 2017 - April 4, 2017
EQUITABLE ADVISORS, LLC
August 5, 2016 - April 4, 2017
EQUITABLE ADVISORS, LLC
Primary Firm SEC Registration
ERNST & YOUNG INVESTMENT ADVISERS LLP
CRD#: 110921 / SEC#: 801-48596
State Registrations and Notice Filings
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Exams
Current Firm
ERNST & YOUNG INVESTMENT ADVISERS LLP
CRD#: 110921 / SEC#: 801-48596
Contact information
SEC notice filing (52 States and Territories)
Red Flags
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