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RH

Rodrigo Haluska Fernandes

BTG PACTUAL US CAPITAL
New York, NY 10022-6831
Some features on this profile are disabled
CRD#: 6657108
RH

Professional summary

Rodrigo Haluska Fernandes, who also goes by Rodrigo Haluska Fernandes, is a registered financial professional currently at BTG PACTUAL US CAPITAL, LLC located in New York, New York.

Rodrigo is registered as a RR (Registered Representative) and started their career in finance in 2016. Rodrigo has worked at 2 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Rodrigo Haluska Fernandes

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Rodrigo Haluska Fernandes's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

April 13, 2023 - Present

BTG PACTUAL US CAPITAL, LLC

Office #1: 601 Lexington Avenue 57th Floor, New York, NY 10022-6831
BD
CRD#: 149486
New York, NY
Past

June 20, 2016 - April 28, 2023

BRASIL PLURAL SECURITIES LLC

BD
CRD#: 159384
Chicago, IL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(12/13/2024)
RR
Alaska
(12/16/2024)
RR
California
(12/13/2024)
RR
Connecticut
(12/16/2024)
RR
Delaware
(12/16/2024)
RR
District of Columbia
(12/20/2024)
RR
Florida
(4/13/2023)
RR
Georgia
(12/13/2024)
RR
Idaho
(12/16/2024)
RR
Illinois
(4/13/2023)
RR
Indiana
(12/17/2024)
RR
Iowa
(12/13/2024)
RR
Kansas
(12/13/2024)
RR
Kentucky
(12/19/2024)
RR
Louisiana
(12/16/2024)
RR
Maine
(12/13/2024)
RR
Missouri
(12/13/2024)
RR
Montana
(12/19/2024)
RR
Nebraska
(12/23/2024)
RR
Nevada
(12/16/2024)
RR
New Jersey
(12/13/2024)
RR
New York
(4/13/2023)
RR
North Carolina
(12/13/2024)
RR
North Dakota
(12/16/2024)
RR
Ohio
(12/13/2024)
RR
Pennsylvania
(12/13/2024)
RR
Puerto Rico
(12/26/2024)
RR
Rhode Island
(12/13/2024)
RR
South Carolina
(12/16/2024)
RR
South Dakota
(12/13/2024)
RR
Texas
(4/20/2023)
RR
Vermont
(12/13/2024)
RR
Virgin Islands
(12/17/2024)
RR
West Virginia
(12/16/2024)
RR
Wyoming
(12/13/2024)

Exams

State Security Law Exam
RR
Series 63
Date: 7/14/2016
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 6/20/2016
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 6/5/2017
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

BP
BTG PACTUAL US CAPITAL, LLC
BTG CAPITAL CORP. | BTG SECURITIES CORPORATION | BTG PACTUAL WEALTH MANAGEMENT | BTG PACTUAL US CAPITAL, LLC | BTG PACTUAL US CAPITAL LLC | BTG PACTUAL US CAPITAL CORP. | BTG PACTUAL US

CRD#: 149486 / SEC#: , 8-68148

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
601 Lexington Avenue 57th Floor, New York, NY 10022-6831
Mailing Address
601 Lexington Avenue 57th Floor, New York, NY 10022-6831
Phone number
(212) 293-4600
Established
Delaware since 05/07/2009
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Medium
# of Employees

FINRA licenses (49 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
BTG PACTUAL NY CORPORATIONMANAGING MEMBER
CAMPOS, LUCIANACHIEF FINANCIAL OFFICER/FINOP5875481
LIMA PONTES, GUSTAVOCHIEF OPERATING OFFICER5910623
MORITZ CAVALCANTI, RENATOCO-CEO7626573
PARK, DEAN SANG YOONCHIEF COMPLIANCE OFFICER4096412
TENENTE, ADRIANO FERNANDESCO-CEO5248572

Disclosures

Regulatory Event2

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

BTG PACTUAL US CAPITAL, LLC

CRD#: 149486New York, NY 10022-6831

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