Tucker J. Gavey

BLUE OWL SECURITIES

Newport Beach , CA 92660

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CRD#: 6657037

Professional summary

Tucker Joseph Gavey, who also goes by Tucker Gavey, is a registered financial professional currently at BLUE OWL SECURITIES located in Newport Beach , California.

Tucker is registered as a RR (Registered Representative) and started their career in finance in 2022. Tucker has worked at 2 firms and has passed the Series 63, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Tucker Gavey

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Tucker Joseph Gavey's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 22, 2022 - Present

BLUE OWL SECURITIES

Office #1: 120 Newport Center Dr, Newport Beach , CA 92660

CRD#: 283250

Newport Beach , CA

Past

March 3, 2022 - June 30, 2022

INVESCO DISTRIBUTORS, INC.

CRD#: 7369

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(11/19/2022)

Alaska
(11/19/2022)

Arizona
(11/19/2022)

Arkansas
(11/19/2022)

California
(11/19/2022)

Colorado
(7/22/2022)

Connecticut
(11/19/2022)

Delaware
(11/19/2022)

District of Columbia
(7/22/2022)

Florida
(7/22/2022)

Georgia
(11/19/2022)

Hawaii
(11/19/2022)

Idaho
(11/19/2022)

Illinois
(11/19/2022)

Indiana
(11/19/2022)

Iowa
(11/19/2022)

Kansas
(11/19/2022)

Kentucky
(11/19/2022)

Louisiana
(7/22/2022)

Maine
(11/19/2022)

Maryland
(7/22/2022)

Massachusetts
(11/19/2022)

Michigan
(11/19/2022)

Minnesota
(11/19/2022)

Mississippi
(11/19/2022)

Missouri
(11/19/2022)

Montana
(11/19/2022)

Nebraska
(11/19/2022)

Nevada
(11/19/2022)

New Hampshire
(11/19/2022)

New Jersey
(11/19/2022)

New Mexico
(11/19/2022)

New York
(11/19/2022)

North Carolina
(11/19/2022)

North Dakota
(11/19/2022)

Ohio
(11/19/2022)

Oklahoma
(11/19/2022)

Oregon
(11/19/2022)

Pennsylvania
(11/19/2022)

Puerto Rico
(9/26/2022)

Rhode Island
(11/19/2022)

South Carolina
(11/19/2022)

South Dakota
(11/19/2022)

Tennessee
(11/19/2022)

Texas
(11/19/2022)

Utah
(11/19/2022)

Vermont
(11/19/2022)

Virginia
(11/19/2022)

Washington
(11/19/2022)

West Virginia
(11/19/2022)

Wisconsin
(11/19/2022)

Wyoming
(11/19/2022)

Exams

State Security Law Exam

Series 63

Date: 11/19/2022

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7TO

Date: 3/3/2022

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 2/1/2022

Securities Industry Essentials Examination

SRO Registrations

FINRA

Current Firm

BLUE OWL SECURITIES

BLUE OWL SECURITIES | OWL ROCK SECURITIES | OWL ROCK CAPITAL SECURITIES LLC | BLUE OWL SECURITIES LLC

CRD#: 283250 / SEC#: , 8-69744

Broker-Dealer Firm Regulated by FINRA (New York district office)

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Contact information

Main Address

375 Park Avenue, New York, NY 10152

Mailing Address

375 Park Avenue 4th Floor, New York, NY 10152

Phone number

(212) 419-3000

Established

Delaware since 12/17/2015

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Medium

# of Employees

FINRA licenses (52 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
BLUE OWL CAPITAL GROUP LLC	SOLE MEMBER
AMATO, KERRI ANN	CHIEF COMPLIANCE OFFICER	4710835
CONNOR, SEAN RICHARD	PRESIDENT AND CHIEF EXECUTIVE OFFICER	6019182
PAGNOTTA, ANTONIO FRANCESCO	FINOP	5037398

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Tucker J. Gavey

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Tucker Joseph Gavey's CRS (Customer Relationship Summary).

Certified licenses

Experience

BLUE OWL SECURITIES

INVESCO DISTRIBUTORS, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 11/19/2022

Series 7TO

Date: 3/3/2022

SIE

Date: 2/1/2022

FINRA

Current Firm

BLUE OWL SECURITIES

Contact information

FINRA licenses (52 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

BLUE OWL SECURITIES

TRUST BUT VERIFY

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