Michael Johnson

CAPITAL CITY ASSET MANAGEMENT GROUP

Ashland, OH 44805

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CRD#: 6656950

Professional summary

Michael Johnson is a registered financial advisor currently at CAPITAL CITY ASSET MANAGEMENT GROUP, LLC located in Ashland, Ohio.

Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2016. Michael has worked at 1 firm and has passed the Series 63 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Michael Johnson Insurance Inc. President of Insurance Business. Life/Health/Annuities. Since 04/2009. 240 hrs/month. 200 hrs/month during mkt hours.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Johnson's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 8, 2016 - Present

CAPITAL CITY ASSET MANAGEMENT GROUP, LLC

Office #1: 207 E. Liberty St., Ashland, OH 44805

RIA

CRD#: 134008

Ashland, OH

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Ohio
(6/8/2016)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 4/14/2016

Uniform Securities Agent State Law Examination

Current Firm

CAPITAL CITY ASSET MANAGEMENT GROUP, LLC

CAPITAL CITY ASSET MANAGEMENT GROUP, LLC | CAPITAL CITY PARTNERS ASSET MANAGEMENT GROUP, LLC | CAPITAL CITY PARTNERS ASSET MANAGEMENT GROUP

CRD#: 134008 / SEC#: 801-64792

RIA

Registered Investment Advisory firm - (11/24/2017 Terminated)

Florida

Registered Investment Advisory firm - (10/5/2017 Approved)

New York

Registered Investment Advisory firm - (12/16/2016 Approved)

North Carolina

Registered Investment Advisory firm - (4/21/2010 Terminated)

Ohio

Registered Investment Advisory firm - (7/21/2015 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

3789 Attucks Dr, Powell, OH 43065

Mailing Address

Phone number

(614) 485-0803

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	246
AUM (Assets Under Management)	$ 43,328,751

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Michael Johnson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Johnson's CRS (Customer Relationship Summary).

Certified licenses

Experience

CAPITAL CITY ASSET MANAGEMENT GROUP, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 4/14/2016

Current Firm

CAPITAL CITY ASSET MANAGEMENT GROUP, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

CAPITAL CITY ASSET MANAGEMENT GROUP, LLC

TRUST BUT VERIFY

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