Daniel C. Garner

PRESPER FINANCIAL ARCHITECTS

Akron, OH 44311-1077

Some features on this profile are disabled

CRD#: 6656652

Professional summary

Daniel Clayton Garner, CFP® is a registered financial advisor currently at PRESPER FINANCIAL ARCHITECTS, LLC located in Akron, Ohio.

Daniel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2016. Daniel has worked at 2 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

NAME OF OTHER BUSINESS: PASSPORT TO RETIREMENT (OFFERED BY EMERALD) INVESTMENT RELATED: NO ADDRESS: AKRON OH AREA NATURE OF BUSINESS: TEACHING RETIREMENT SEMINARS START DATE: 2/2017 APX NUMBER OF HOURS PER WEEK: 5 APX NUMBER OF HOURS DURING TRADING HOURS: 5 POSITION/TITLE/RELATIONSHIP: PRESENTER BRIEF DESCRIPTION OF DUTIES: TEACHING RETIREMENT CLASSES

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Daniel Clayton Garner's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Experience

Current

September 6, 2018 - Present

PRESPER FINANCIAL ARCHITECTS, LLC

Office #1: 441 Wolf Ledges Parkway Suite 103, Akron, OH 44311-1077

RIA

CRD#: 297538

Akron, OH

Past

August 24, 2016 - August 31, 2018

CETERA ADVISORS LLC

RIA

CRD#: 10299

AKRON, OH

Past

July 19, 2016 - August 31, 2018

CETERA ADVISORS LLC

CRD#: 10299

AKRON, OH

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PRESPER FINANCIAL ARCHITECTS, LLC

PRESPER FINANCIAL ARCHITECTS, LLC | PROSPERO FINANCIAL

CRD#: 297538 / SEC#: 801-113773

RIA

Registered Investment Advisory firm - (8/1/2018 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Ohio
(9/6/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 8/23/2016

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 8/31/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/19/2016

General Securities Representative Examination

Current Firm

PRESPER FINANCIAL ARCHITECTS, LLC

PRESPER FINANCIAL ARCHITECTS, LLC | PROSPERO FINANCIAL

CRD#: 297538 / SEC#: 801-113773

RIA

Registered Investment Advisory firm - (8/1/2018 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

441 Wolf Ledges Parkway Suite 103, Akron, OH 44311-1077

Mailing Address

Phone number

(330) 253-6000

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (6 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A-WRAP (2/25/2025)

Regulatory assets under management

Total Number of Accounts	1,657
AUM (Assets Under Management)	$ 316,896,164

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Jacob Kersey

CHOREO, LLC

IAR

Mishawaka, IN

Jesse Woods

OSAIC WEALTH, INC.

IAR

MERIDIAN, ID

Nilufar Barak

KEY INVESTMENT SERVICES LLC

IAR

Brooklyn, OH

Why Advisor Check

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Daniel C. Garner

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Daniel Clayton Garner's CRS (Customer Relationship Summary).

Certified licenses

Experience

PRESPER FINANCIAL ARCHITECTS, LLC

CETERA ADVISORS LLC

CETERA ADVISORS LLC

Primary Firm SEC Registration

PRESPER FINANCIAL ARCHITECTS, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 8/23/2016

SIE

Date: 8/31/2018

Series 7

Date: 7/19/2016

Current Firm

PRESPER FINANCIAL ARCHITECTS, LLC

Contact information

SEC notice filing (6 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

PRESPER FINANCIAL ARCHITECTS, LLC

TRUST BUT VERIFY

Similar Advisors