EA
Ethan C. Adams
BROOKSTONE FINANCIAL
Jeffersonville, IN 47130
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CRD#: 6656510
EA
Professional summary
Ethan C Adams, who also goes by Ethan Craig Adams, is a registered financial advisor currently at BROOKSTONE FINANCIAL located in Jeffersonville, Indiana.
Ethan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2017. Ethan has worked at 1 firm and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Ethan Craig Adams
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
New Genesis Properties; Owner of small remodeling company since 6/2013; currently not operating but collecting rent from rental property. Licensed insurance agent since 11/2016; investment related. Approximately 50% of his time is spent on this activity (80 hrs/month). New Genesis Custom Builders LLC; Not investment related; Owner; Start date 01/2021; Prospect, KY; Approximately 10% of time. Full Legal Business Name- Brookstone Development LLC Is the Business investment-related? NO Address- 2213 Allison Ln Jeffersonville In 47130 What is the nature of the other business? Commercial Construction Contracting Your position, title, or relationship. Owner/Operator Start date of your relationship: 04/2021 Approximate hours a month spent on the other business -10 Approximate hours during trading spent on the other business-10 Approximate percentage of time and income related to the business. 10% Briefly describe your duties relating to the other business._ Secure sub contractors for various commercial building projects, generate construction cost estimates and manage sub contractors to completion of the project.
CRS (Client Relationship Summary) - RIA
Click below to view Ethan C Adams's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 20, 2017 - Present
BROOKSTONE FINANCIAL
Office #1: 2213 Allison Lane, Jeffersonville, IN 47130RIA
CRD#: 168185
Jeffersonville, IN
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Indiana(3/20/2017)
IAR
Kentucky(3/21/2017)
Current Firm
BF
BROOKSTONE FINANCIAL
BROOKSTONE FINANCIAL | PMB WEALTH MANAGEMENT | PMB CAPITAL MANAGEMENT, LLC
CRD#: 168185 / SEC#:
Florida
Registered Investment Advisory firm - (10/29/2020 Terminated)Indiana
Registered Investment Advisory firm - (10/4/2013 Approved)Kentucky
Registered Investment Advisory firm - (12/11/2013 Approved)Louisiana
Registered Investment Advisory firm - (11/6/2013 Approved)Tennessee
Registered Investment Advisory firm - (2/28/2022 Terminated)Texas
Registered Investment Advisory firm - (10/20/2021 Conditional Restricted)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
2213 Allison Lane, Jeffersonville, IN 47130
Mailing Address
Phone number
(812) 288-9000
Established
Firm type
Fiscal year end
# of Employees
5
Regulatory assets under management
| Total Number of Accounts | 607 |
| AUM (Assets Under Management) | $ 76,900,000 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
BROOKSTONE FINANCIAL
CRD#: 168185Jeffersonville, IN 47130TRUST BUT VERIFY
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