MJ
Matthew T. Jones
SCHWAB WEALTH ADVISORY
Orlando, FL 32810
Some features on this profile are disabled
CRD#: 6656287
MJ
Professional summary
Matthew Thomas Jones, who also goes by Matt T Jones, Matt Jones, Matthew Thomas Jones, is a registered financial advisor currently at SCHWAB WEALTH ADVISORY, INC. located in Orlando, Florida and CHARLES SCHWAB & CO., INC. located in Orlando, Florida.
Matthew is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2022. Matthew has worked at 4 firms and has passed the Series 66, Series 63, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Matt T Jones | Matt Jones | Matthew Thomas Jones
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1.) STEWARDSHIP ADVISORY GROUP - CLIENT SERVICE MANAGER - DBA NAME FOR MARKETING PURPOSES ONLY - CLERMONT, FL - SINCE 11/2023 - INVESTMENT RELATED 2.) STEWARDSHIP ADVISORY GROUP, LLC - INVESTMENT ADVISOR REPRESENTATIVE - REGISTERED INVESTMENT ADVISOR - CLERMONT, FL - SINCE 11/2023 - INVESTMENT RELATED
CRS (Client Relationship Summary) - RIA
Click below to view Matthew Thomas Jones's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 1, 2024 - Present
SCHWAB WEALTH ADVISORY, INC.
Office #1: 1991 Summit Park Drive, Orlando, FL 32810RIA
CRD#: 159035
Orlando, FL
Current
July 30, 2024 - Present
CHARLES SCHWAB & CO., INC.
Office #1: 1991 Summit Park Drive, Orlando, FL 32810RIA
BD
CRD#: 5393
Orlando, FL
Past
November 16, 2023 - July 12, 2024
STEWARDSHIP ADVISORY GROUP, LLC
RIA
CRD#: 165710
CLERMONT, FL
Past
November 7, 2023 - July 12, 2024
UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER
BD
CRD#: 20804
CLERMONT, FL
Past
June 12, 2023 - November 21, 2023
CHARLES SCHWAB & CO., INC.
RIA
CRD#: 5393
Orlando, FL
Past
November 2, 2022 - November 21, 2023
CHARLES SCHWAB & CO., INC.
BD
CRD#: 5393
Orlando, FL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SW
SCHWAB WEALTH ADVISORY, INC.
SCHWAB PRIVATE CLIENT INVESTMENT ADVISORY, INC. | SCHWAB WEALTH ADVISORY, INC.
CRD#: 159035 / SEC#: 801-72795
RIA
Registered Investment Advisory firm - (12/9/2011 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(7/30/2024)
RR
Alaska(7/30/2024)
RR
Arizona(7/30/2024)
RR
Arkansas(7/30/2024)
RR
California(7/30/2024)
RR
Colorado(7/30/2024)
RR
Connecticut(7/30/2024)
RR
Delaware(7/30/2024)
RR
District of Columbia(7/30/2024)
RR
Florida(7/30/2024)
IAR
Florida(8/1/2024)
RR
Georgia(7/30/2024)
RR
Hawaii(7/30/2024)
RR
Idaho(7/30/2024)
RR
Illinois(7/30/2024)
RR
Indiana(7/30/2024)
RR
Iowa(7/30/2024)
RR
Kansas(7/30/2024)
RR
Kentucky(7/30/2024)
RR
Louisiana(7/30/2024)
RR
Maine(7/30/2024)
RR
Maryland(7/30/2024)
RR
Massachusetts(7/30/2024)
RR
Michigan(7/30/2024)
RR
Minnesota(7/30/2024)
RR
Mississippi(7/30/2024)
RR
Missouri(7/30/2024)
RR
Montana(7/30/2024)
RR
Nebraska(7/30/2024)
RR
Nevada(7/30/2024)
RR
New Hampshire(7/30/2024)
RR
New Jersey(7/30/2024)
RR
New Mexico(7/30/2024)
RR
New York(7/30/2024)
RR
North Carolina(7/30/2024)
RR
North Dakota(7/30/2024)
RR
Ohio(7/30/2024)
RR
Oklahoma(7/30/2024)
RR
Oregon(7/30/2024)
RR
Pennsylvania(7/30/2024)
RR
Puerto Rico(7/30/2024)
RR
Rhode Island(7/30/2024)
RR
South Carolina(7/30/2024)
RR
South Dakota(7/30/2024)
RR
Tennessee(7/30/2024)
RR
Texas(7/30/2024)
RR
Utah(7/30/2024)
RR
Vermont(7/30/2024)
RR
Virgin Islands(7/30/2024)
RR
Virginia(7/30/2024)
RR
Washington(7/30/2024)
RR
West Virginia(7/30/2024)
RR
Wisconsin(7/30/2024)
RR
Wyoming(7/30/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 11/2/2022
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
Nasdaq Stock Market
Current Firm
SW
SCHWAB WEALTH ADVISORY, INC.
SCHWAB PRIVATE CLIENT INVESTMENT ADVISORY, INC. | SCHWAB WEALTH ADVISORY, INC.
CRD#: 159035 / SEC#: 801-72795
RIA
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Contact information
Main Address
211 Main Street, San Francisco, CA 94105-1901
Mailing Address
Phone number
(415) 667-7000
Established
Firm type
Fiscal year end
# of Employees
1,042
SEC notice filing (53 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
