Townsend P. Phipps

RIVERLAND WEALTH MANAGEMENT

Maumelle, AR

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CRD#: 6656230

Professional summary

Townsend Phillip Phipps, who also goes by Townsend Phipps, is a registered financial advisor currently at RIVERLAND WEALTH MANAGEMENT located in Maumelle, Arkansas.

Townsend is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2016. Townsend has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Townsend Phipps

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Name: Rhinestone Capital Investments, LLC Investment related: Yes Address: 6 Mountain Lane, Maumelle, AR 72113 Nature: Real Estate Broker License/Rental Property Position: President/Owner Start Date: January 2010 Approximately 5-10 hours per month, all during non-trading hours Name: Arkansas Active Executive Broker Real Estate License Investment related: Yes Address: 6 Mountain Lane, Maumelle, AR 72113 Nature: Real Estate Broker License Position: Broker/Licensee Approximately 5-10 hours per month, all during non-trading hours

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Townsend Phillip Phipps's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 31, 2024 - Present

RIVERLAND WEALTH MANAGEMENT

RIA

CRD#: 328424

Maumelle, AR

Past

January 3, 2017 - January 31, 2024

TRUTORO

CRD#: 169291

Conway, AR

Past

November 7, 2016 - January 31, 2024

TRUTORO

RIA

CRD#: 169291

Conway, AR

Past

October 27, 2016 - November 8, 2016

NEXT FINANCIAL GROUP, INC.

RIA

CRD#: 46214

LITTLE ROCK, AR

Past

July 18, 2016 - November 8, 2016

NEXT FINANCIAL GROUP, INC.

CRD#: 46214

LITTLE ROCK, AR

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Arkansas
(1/31/2024)

IAR

Oklahoma
(1/14/2025)

IAR

Texas
(7/8/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 10/27/2016

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/18/2016

General Securities Representative Examination

Current Firm

RIVERLAND WEALTH MANAGEMENT

RIVERLAND WEALTH MANAGEMENT | RIVERLAND WEALTH MANAGEMENT, LLC

CRD#: 328424 / SEC#:

Arkansas

Registered Investment Advisory firm - (1/31/2024 Approved)

Oklahoma

Registered Investment Advisory firm - (7/17/2024 Approved)

Texas

Registered Investment Advisory firm - (7/3/2024 Approved)

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Contact information

Main Address

Maumelle, AR

Mailing Address

P.o. Box 95158, North Little Rock, AR 72190

Phone number

(501) 881-2335

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	477
AUM (Assets Under Management)	$ 39,515,864

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Townsend P. Phipps

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Townsend Phillip Phipps's CRS (Customer Relationship Summary).

Certified licenses

Experience

RIVERLAND WEALTH MANAGEMENT

TRUTORO

TRUTORO

NEXT FINANCIAL GROUP, INC.

NEXT FINANCIAL GROUP, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 10/27/2016

SIE

Date: 10/1/2018

Series 7

Date: 7/18/2016

Current Firm

RIVERLAND WEALTH MANAGEMENT

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

RIVERLAND WEALTH MANAGEMENT

TRUST BUT VERIFY

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