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Donniecia Cummings

Some features on this profile are disabled
CRD#: 6656093
DC

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Donniecia Cummings, who also goes by Donniecia Marie Cummings, Cummings Donniecia, was a registered financial professional .

Donniecia is a previously registered financial professional and started their career in finance in 2017. Donniecia had worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Donniecia Marie Cummings | Cummings Donniecia

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Pactolus Private Wealth Management 8614 WESTWOOD CENTER DRIVE SUITE 620 VIENNA, VA 22182 INVESTMENT ADVISER CLIENT SERVICE SPECIALIST III SINCE 10/2019 INVESTMENT RELATED Pactolus CAPITAL PARTNERS 8614 WESTWOOD CENTER DRIVE SUITE 620 VIENNA, VA 22182 BROKER DEALER CLIENT SERVICE SPECIALIST III SINCE 10/2019 INVESTMENT RELATED Notary Public Rockville, MD Since 04/2021 5 hours per week during non-trading hours Not Investment Related

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

October 15, 2019 - March 25, 2024

PACTOLUS

RIA
CRD#: 155195
VIENNA, VA
Past

October 15, 2019 - March 25, 2024

PACTOLUS CAPITAL PARTNERS

BD
CRD#: 7518
VIENNA, VA
Past

March 22, 2018 - April 1, 2019

MORGAN STANLEY

RIA
CRD#: 149777
BALTIMORE, MD
Past

March 22, 2018 - April 1, 2019

MORGAN STANLEY

BD
CRD#: 149777
BALTIMORE, MD
Past

June 6, 2017 - March 13, 2018

J.P. MORGAN SECURITIES LLC

RIA
CRD#: 79
COLUMBUS, OH
Past

May 4, 2017 - March 13, 2018

J.P. MORGAN SECURITIES LLC

BD
CRD#: 79
COLUMBUS, OH

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PA
PACTOLUS
MWH ADVISERS LLC | PACTOLUS PRIVATE WEALTH MANAGEMENT LLC | PACTOLUS

CRD#: 155195 / SEC#: 801-71915

RIA
Registered Investment Advisory firm - (10/22/2010 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 6/2/2017
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 5/4/2017
General Securities Representative Examination

Current Firm

PA
PACTOLUS
MWH ADVISERS LLC | PACTOLUS PRIVATE WEALTH MANAGEMENT LLC | PACTOLUS

CRD#: 155195 / SEC#: 801-71915

RIA
Registered Investment Advisory firm - (10/22/2010 Approved)
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Contact information

Main Address
8614 Westwood Center Drive Suite 620, Vienna, VA 22182
Mailing Address
Phone number
(571) 297-6364
Established
Firm type
Fiscal year end
# of Employees
15

SEC notice filing (6 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

PACTOLUS PRIVATE WEALTH MANAGEMENT 2A AND WRAP FEE PROGRAM COMBINED BROCHURE (3/28/2025)

Regulatory assets under management

Total Number of Accounts315
AUM (Assets Under Management)$ 182,552,022

Accountant surprise examination report

Filing DateForm ADV-E CoverForm ADV-E Report
10/28/2025
Cover Page
Report
11/22/2024
Cover Page
Report
10/27/2023
Cover Page
Report
11/22/2022
Cover Page
Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

PACTOLUS

CRD#: 155195

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