Wesley S. Franklin
Professional summary
Wesley Scott Franklin is a registered financial professional currently at BTIG, LLC located in Miami, Florida.
Wesley is registered as a RR (Registered Representative) and started their career in finance in 2020. Wesley has worked at 2 firms and has passed the Series 63, Series 57TO, Series 7TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Wesley Scott Franklin's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 26, 2020 - Present
BTIG, LLC
Office #1: 2340 Collins Ave Suite 401, Miami, FL 33139March 5, 2020 - November 5, 2020
BARCLAYS CAPITAL INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/26/2020)
(10/26/2020)
(10/26/2020)
(10/26/2020)
(10/26/2020)
(10/26/2020)
(10/26/2020)
(10/26/2020)
(10/26/2020)
Exams
Series 57TO
Date: 12/18/2020
Securities Trader ExamSeries 7TO
Date: 3/5/2020
General Securities Representative ExaminationCboe BYX Exchange, Inc.
Cboe BZX Exchange, Inc.
Cboe EDGA Exchange, Inc.
Cboe EDGX Exchange, Inc.
FINRA
Investors' Exchange LLC
MEMX LLC
NYSE Arca, Inc.
Nasdaq ISE, LLC
Nasdaq Stock Market
Current Firm
BTIG, LLC
CRD#: 122225 / SEC#: , 8-65473
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 11 |
| Civil Event | 1 |
Red Flags
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Company Information
BTIG, LLC
CRD#: 122225Miami, FL 33139TRUST BUT VERIFY
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