Kevin J. Graham

PLAN

Tinley Park, IL

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CRD#: 6656036

Professional summary

Kevin Jordan Graham, who also goes by Kevin J Graham, is a registered financial advisor currently at PLANCORP, LLC located in Tinley Park, Illinois.

Kevin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2016. Kevin has worked at 8 firms and has passed the Series 63, Series 65, SIE and Series 7 exams.

At a Glance

Always Fiduciary

Aliases

Kevin J Graham

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kevin Jordan Graham's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 7, 2026 - Present

PLANCORP, LLC

RIA

CRD#: 106599

Tinley Park, IL

Past

February 4, 2026 - April 6, 2026

CIBC PRIVATE WEALTH ADVISORS, INC.

RIA

CRD#: 109644

Chicago, IL

Past

February 28, 2024 - February 6, 2026

LBMZ SECURITIES, INC.

CRD#: 7874

CHICAGO, IL

Past

November 2, 2023 - February 6, 2026

ZACKS INVESTMENT MANAGEMENT, INC.

RIA

CRD#: 110897

CHICAGO, IL

Past

June 3, 2021 - May 15, 2023

ROTHSCHILD WEALTH LLC

RIA

CRD#: 162442

CHICAGO, IL

Past

May 28, 2021 - May 15, 2023

HALO SECURITIES, LLC

CRD#: 279029

Chicago, IL

Past

March 3, 2021 - May 25, 2021

HARRISDIRECT LLC

RIA

CRD#: 42159

CHICAGO, IL

Past

March 3, 2021 - May 25, 2021

E*TRADE SECURITIES LLC

CRD#: 29106

CHICAGO, IL

Past

September 2, 2016 - October 13, 2020

LBMZ SECURITIES, INC.

CRD#: 7874

CHICAGO, IL

Past

May 27, 2016 - October 5, 2020

ZACKS INVESTMENT MANAGEMENT, INC.

RIA

CRD#: 110897

CHICAGO, IL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PLANCORP, LLC

CRD#: 106599 / SEC#: 801-20398

RIA

Registered Investment Advisory firm - (1/14/1984 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Illinois
(7/7/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 9/23/2016

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 5/27/2016

Uniform Investment Adviser Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/2/2016

General Securities Representative Examination

Current Firm

PLANCORP, LLC

CRD#: 106599 / SEC#: 801-20398

RIA

Registered Investment Advisory firm - (1/14/1984 Approved)

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Contact information

Main Address

540 Maryville Centre Drive Suite 105, Saint Louis, MO 63141-5829

Mailing Address

Phone number

(636) 532-7824

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (32 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PLANCORP, LLC FORM ADV PART 2A BROCHURE (6/2/2025)

Regulatory assets under management

Total Number of Accounts	6,711
AUM (Assets Under Management)	$ 7,294,144,052

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/09/2024	Cover Page	Report
12/07/2023	Cover Page	Report
10/27/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Kevin J. Graham

Professional summary

At a Glance

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kevin Jordan Graham's CRS (Customer Relationship Summary).

Certified licenses

Experience

CIBC PRIVATE WEALTH ADVISORS, INC.

LBMZ SECURITIES, INC.

ZACKS INVESTMENT MANAGEMENT, INC.

ROTHSCHILD WEALTH LLC

HALO SECURITIES, LLC

HARRISDIRECT LLC

E*TRADE SECURITIES LLC

LBMZ SECURITIES, INC.

ZACKS INVESTMENT MANAGEMENT, INC.

Primary Firm SEC Registration

PLANCORP, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 9/23/2016

Series 65

Date: 5/27/2016

SIE

Date: 10/1/2018

Series 7

Date: 9/2/2016

Current Firm

PLANCORP, LLC

Contact information

SEC notice filing (32 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

PLANCORP, LLC

TRUST BUT VERIFY

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