Mauricio Ibarra

EPIC ADVISORY SERVICES CORP

Boca Raton, FL 33431

Some features on this profile are disabled

CRD#: 6656029

Professional summary

Mauricio Ibarra is a registered financial advisor currently at EPIC ADVISORY SERVICES CORP located in Boca Raton, Florida and EPIC CAPITAL SECURITIES located in Boca Raton, Florida.

Mauricio is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2016. Mauricio has worked at 3 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) ASSOCIATED WITH EPIC ADVISORY SERVICES, AN AFFILIATED INVESTMENT ADVISORY FIRM (FL ADVISER). START DATE: 2/04/2021. TIME DEVOTED: APPROXIMATELY LESS THAN 10 HOURS PER WEEK. DUTIES: PROVIDE MIDDLE AND BACK OFFICE SERVICES TO ADVISER AND CLIENTS. 2) COACH FOR BOCA UNITED, A YOUTH SOCCER ORGANIZATION. NOT INVESTMENT RELATED. LOCATION: 11890 FLOTILLA PLACE, BOCA RATON, FL 33428. START DATE: 1/2022. TIME DEVOTED: 18 HOURS/ MONTH, NOT DURING MARKET HOURS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mauricio Ibarra's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 18, 2021 - Present

EPIC ADVISORY SERVICES CORP

Office #1: 1951 Nw 19th Street Suite 203, Boca Raton, FL 33431

RIA

CRD#: 176526

Boca Raton, FL

Current

June 22, 2017 - Present

EPIC CAPITAL SECURITIES

Office #1: 1951 Nw 19th Street Suite 203, Boca Raton, FL 33431

CRD#: 166756

Boca Raton, FL

Past

December 21, 2016 - June 21, 2017

BB&T SECURITIES, LLC

CRD#: 142785

KING OF PRUSSIA, PA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

EPIC ADVISORY SERVICES CORP

CRD#: 176526 / SEC#: 801-129637

RIA

Registered Investment Advisory firm - (3/8/2024 Approved)

Florida

Registered Investment Advisory firm - (4/5/2024 Terminated)

Georgia

Registered Investment Advisory firm - (4/12/2024 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Florida
(6/22/2017)

IAR

Florida
(2/18/2021)

New York
(2/4/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 2/1/2021

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/21/2016

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 10/31/2018

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

EPIC ADVISORY SERVICES CORP

CRD#: 176526 / SEC#: 801-129637

RIA

Registered Investment Advisory firm - (3/8/2024 Approved)

Florida

Registered Investment Advisory firm - (4/5/2024 Terminated)

Georgia

Registered Investment Advisory firm - (4/12/2024 Terminated)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

1951 Nw 19th Street Suite 203, Boca Raton, FL 33431

Mailing Address

Phone number

(561) 829-2173

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

EPIC ADVISORY SERVICES FORM ADV BROCHURE (3/28/2025)

Regulatory assets under management

Total Number of Accounts	177
AUM (Assets Under Management)	$ 121,138,246

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Marshall Rosen

OSAIC WEALTH, INC.

IAR

Fort Lauderdale, FL

Charles Fischer

RAYMOND JAMES & ASSOCIATES, INC.

IAR

Boca Raton, FL

John Fricker

EQUITABLE ADVISORS, LLC

IAR

Ft. Lauderdale, FL

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Mauricio Ibarra

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mauricio Ibarra's CRS (Customer Relationship Summary).

Certified licenses

Experience

EPIC CAPITAL SECURITIES

BB&T SECURITIES, LLC

Primary Firm SEC Registration

EPIC ADVISORY SERVICES CORP

State Registrations and Notice Filings

Exams

Series 66

Date: 2/1/2021

SIE

Date: 10/1/2018

Series 7

Date: 12/21/2016

Series 24

Date: 10/31/2018

FINRA

Current Firm

EPIC ADVISORY SERVICES CORP

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

EPIC ADVISORY SERVICES CORP

TRUST BUT VERIFY

Similar Advisors