Gregory T. Goff

GOEPPER BURKHARDT LLC

Greenville, SC 29601

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CRD#: 6655881

Professional summary

Gregory Taylor Goff, CFP®, CIMA® is a registered financial advisor currently at GOEPPER BURKHARDT LLC located in Greenville, South Carolina.

Gregory is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2016. Gregory has worked at 4 firms and has passed the Series 66, Series 63, Series 7TO, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Gregory Goff is the Founder, CEO, Financial Advisor, and CCO at Sound Wealth Management LLC based in Greenville, South Carolina. This activity accounts for up to 32.5 hours per week during trading time and is investment-related. Gregory Goff is the Co-Founder, Partner, and CFO at Fiduciary Organization, LLC based in Greenville, South Carolina. This activity accounts for up to 5 hours per week during trading time and is investment-related.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gregory Taylor Goff's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2020

CIMA^®

Certified Investment Management Analyst

Experience

Current

February 26, 2025 - Present

GOEPPER BURKHARDT LLC

Office #1: 531 South Main Street Suite 303, Greenville, SC 29601

RIA

CRD#: 127896

Greenville, SC

Past

September 26, 2024 - January 14, 2025

FIDUCIARY ORGANIZATION, LLC

RIA

CRD#: 325661

GREENVILLE, SC

Past

May 26, 2022 - March 4, 2025

SOUND WEALTH MANAGEMENT

RIA

CRD#: 320684

GREENVILLE, SC

Past

January 31, 2019 - May 23, 2022

PRUCO SECURITIES, LLC.

RIA

CRD#: 5685

Matthews, NC

Past

November 19, 2018 - May 23, 2022

PRUCO SECURITIES, LLC.

CRD#: 5685

CHARLOTTE, NC

Past

June 7, 2016 - October 12, 2017

PRUCO SECURITIES, LLC.

CRD#: 5685

MT. PLEASANT, SC

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

GOEPPER BURKHARDT LLC

CRD#: 127896 / SEC#: 801-62283

RIA

Registered Investment Advisory firm - (8/13/2003 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Georgia
(3/18/2025)

IAR

North Carolina
(2/26/2025)

IAR

South Carolina
(2/26/2025)

IAR

Virginia
(2/26/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 1/26/2019

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 6/21/2016

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7TO

Date: 11/12/2018

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/12/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 6/7/2016

Investment Company Products/Variable Contracts Representative Examination

Current Firm

GOEPPER BURKHARDT LLC

CRD#: 127896 / SEC#: 801-62283

RIA

Registered Investment Advisory firm - (8/13/2003 Approved)

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Contact information

Main Address

531 South Main Street Suite 303, Greenville, SC 29601

Mailing Address

Phone number

(864) 370-3244

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (5 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

GOEPPER BURKHARDT DECEMBER 31, 2024 SEC BROCHURE (2/25/2025)

Regulatory assets under management

Total Number of Accounts	660
AUM (Assets Under Management)	$ 325,688,139

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Gregory T. Goff

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gregory Taylor Goff's CRS (Customer Relationship Summary).

Certified licenses

Experience

FIDUCIARY ORGANIZATION, LLC

SOUND WEALTH MANAGEMENT

PRUCO SECURITIES, LLC.

PRUCO SECURITIES, LLC.

PRUCO SECURITIES, LLC.

Primary Firm SEC Registration

GOEPPER BURKHARDT LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 1/26/2019

Series 63

Date: 6/21/2016

Series 7TO

Date: 11/12/2018

SIE

Date: 10/12/2017

Series 6

Date: 6/7/2016

Current Firm

GOEPPER BURKHARDT LLC

Contact information

SEC notice filing (5 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

GOEPPER BURKHARDT LLC

TRUST BUT VERIFY

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