Thomas E. Fraim
Professional summary
Thomas Eugene Fraim III, who also goes by Thomas Eugene Fraim, Trey Fraim, is a registered financial advisor currently at WARWICK PARTNERS located in Bryan, Texas.
Thomas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2022. Thomas has worked at 2 firms and has passed the Series 65, Series 63, Series 6TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Thomas Eugene Fraim III's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 22, 2025 - Present
WARWICK PARTNERS
Office #1: 4444 Carter Creek Parkway Suite 109, Bryan, TX 77802September 27, 2022 - April 10, 2025
AMERITAS INVESTMENT COMPANY, LLC
Primary Firm SEC Registration
WARWICK PARTNERS
CRD#: 105951 / SEC#: 801-14704
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(5/22/2025)
Exams
Series 6TO
Date: 9/26/2022
Investment Company Products/Variable Contracts Representative ExaminationCurrent Firm
WARWICK PARTNERS
CRD#: 105951 / SEC#: 801-14704
Contact information
SEC notice filing (10 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 928 |
| AUM (Assets Under Management) | $ 2,137,645,215 |
Red Flags
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