Thomas Eugene Fraim Iii
Professional Summary
Thomas Eugene Fraim III, who also goes by Thomas Eugene Fraim, Trey Fraim, is a registered financial advisor currently at WARWICK PARTNERS located in Bryan, Texas. Thomas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2022. Thomas has worked at 2 firms and has passed the Series 65, Series 63, Series 6TO and SIE exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Thomas Eugene Fraim, Trey Fraim
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures on record.
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Years of Experience
4 years in the financial services industry
Current & Past Employments
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Current Firm
WARWICK INVESTMENT MANAGEMENT INC | WARWICK PARTNERS | WARWICK INVESTMENT MANAGEMENT, INC.
Contact Information
Main Address
4444 Carter Creek Parkway Suite 109, Bryan, TX 77802Phone Number
(979) 260-9777# of Employees
9SEC notice filing (10 States and Territories)
Registered to provide investment advisory services in 10 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
1,533AUM (Assets Under Management)
$2,482,202,242Similar Advisors
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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Primary Firm SEC Registration
WARWICK INVESTMENT MANAGEMENT INC | WARWICK PARTNERS | WARWICK INVESTMENT MANAGEMENT, INC.
State Registrations and Notice Filings
(5/22/2025)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6TO — Investment Company Products/Variable Contracts Representative Examination
Passed Sep 2022About the Series 6TO examSimilar Advisors
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CRS (Client Relationship Summary) - RIA
Click below to view Thomas Eugene Fraim III's CRS (Customer Relationship Summary).
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