Chad T. Rose
OLYMPUS CAPITAL
Richardson, TX 75080
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CRD#: 6655456
Professional summary
Chad Truman Rose, CFP®, who also goes by Chad T Rose, is a registered financial advisor currently at OLYMPUS CAPITAL, LLC located in Richardson, Texas.
Chad is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2016. Chad has worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Chad T Rose
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
I*95347 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: ROSE MANAGEMENT INC. INVESTMENT RELATED: N ADDRESS OF BUSINESS: 7001 VALLECITO DR., AUSTIN, TEXAS 78759 NATURE OF BUSINESS: FAMILY BUSINESS, POSITION, TITLE, ASSOCIATION: FAMILY HELD, START DATE OF RELATIONSHIP: 8/1/2011 NUMBER OF HOURS DEVOTED: 0 HOUR(S) ANNUALLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: SECRETARY, NON FUNCTIONING DUTY. ROSE MANAGEMENT INC. IS A FAMILY RUN ORGANIZATION. I HAVE NO AUTHORITY TO MAKE DECISIONS. JUST GIVEN A POSITION IN NAME ONLY, AND I DO NOT RECEIVE COMPENSATION FOR THE POSITION. Partner; Rose Capital Advisors; investment related: No; Location: 7307 Casa Loma Avenue Dallas TX 75214 Dallas; Description of the business: Holding Company; Responsibilities Duties: None at this time; Start date with business: 2020-05-01; Hours per month devoted to business during trading hours: 0; Hours per month devoted to business outside trading hours: 0; Percentage of total yearly compensation expected to be derived from the business: 0; Non-Participating Partner; Rose Management; investment related: No; Location: 208 Martindale Avenue Liberty Hill Texas 78642 Williamson; Description of the business: Management of real estate properties; Responsibilities Duties: None; Start date with business: 2016-01-01; Hours per month devoted to business during trading hours: 0; Hours per month devoted to business outside trading hours: 0; Percentage of total yearly compensation expected to be derived from the business: 0;
CRS (Client Relationship Summary) - RIA
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Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2020
Experience
Current
November 11, 2020 - Present
OLYMPUS CAPITAL, LLC
Office #1: 3400 North Central Expressway Suite 110-259, Richardson, TX 75080RIA
CRD#: 310659
Richardson, TX
Past
August 5, 2019 - November 11, 2020
LA CAPITAL WEALTH MANAGEMENT
RIA
CRD#: 304845
CARROLLTON, TX
Past
April 16, 2019 - August 15, 2019
SIMPLICITY WEALTH
RIA
CRD#: 300572
CARROLLTON, TX
Past
January 14, 2019 - July 1, 2019
WEALTH WATCH ADVISORS, INC
RIA
CRD#: 172002
Carrollton, TX
Past
September 2, 2016 - December 3, 2018
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RIA
CRD#: 7691
DALLAS, TX
Past
June 29, 2016 - December 3, 2018
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
DALLAS, TX
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Texas(11/11/2020)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
OC
OLYMPUS CAPITAL, LLC
OLYMPUS CAPITAL, LLC
CRD#: 310659 / SEC#:
California
Registered Investment Advisory firm - (7/20/2024 Terminated)Texas
Registered Investment Advisory firm - (9/27/2020 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
3400 North Central Expressway Suite 110-259, Richardson, TX 75080
Mailing Address
Phone number
(214) 999-1140
Established
Firm type
Fiscal year end
# of Employees
3
Regulatory assets under management
| Total Number of Accounts | 216 |
| AUM (Assets Under Management) | $ 43,103,653 |
Red Flags
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Company Information
OLYMPUS CAPITAL, LLC
CRD#: 310659Richardson, TX 75080TRUST BUT VERIFY
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